Sec Form 4 Filing - PROPPER KERRY @ BiomX Inc. - 2020-07-13

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
PROPPER KERRY
2. Issuer Name and Ticker or Trading Symbol
BiomX Inc. [ PHGE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O CHARDAN CAPITAL MARKETS LLC, 17 STATE STREET, 21 FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
07/13/2020
(Street)
NEW YORK, NY10004
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.0001 07/13/2020 J( 1 ) 217,652 A $ 0 ( 1 ) 260,771 D
Common Stock, par value $0.0001 07/13/2020 J( 3 ) 999,058 D $ 0 ( 3 ) 0 I By Mountain Wood, LLC ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants to purchase Common Stock $ 11.5 07/13/2020 J( 1 ) 631,786 12/18/2019 10/28/2024 Common Stock 631,786 $ 0 ( 1 ) 631,786 D
Warrants to purchase Common Stock $ 11.5 07/13/2020 J( 3 ) 2,900,000 12/18/2019 10/28/2024 Common Stock 2,900,000 $ 0 ( 3 ) 0 I By Mountain Wood, LLC ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
PROPPER KERRY
C/O CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, 21 FLOOR
NEW YORK, NY10004
X
Mountain Wood LLC
C/O CHARDAN CAPITAL MARKETS, LLC
17 STATE STREET, SUITE 1600
NEW YORK, NY10014
X
Signatures
/s/ Kerry Propper 07/22/2020
Signature of Reporting Person Date
/s/ Kerry Propper, managing member of Mountain Wood LLC 07/22/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares were distributed to the reporting person by Mountain Wood LLC, which distributed its securities in the issuer to its members.
( 2 )The securities are held by Mountain Wood, LLC and may be deemed to be indirectly beneficially owned by Kerry Propper. Mr. Propper disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
( 3 )The shares were distributed by Mountain Wood LLC to its members.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.