Insider filing report for Changes in Beneficial Ownership
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FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Remarks: The 8,625,000 shares of Class B common stock issued by Trinity Merger Corp. (the "Class B Common Stock") disposed by HN Investors LLC include (i) 4,823,640 shares of Class B Common Stock that were exchanged on November 14, 2019 into 4,823,640 shares of common stock issued by Broadmark Realty Capital Inc., a Maryland corporation ("Broadmark Realty"), pursuant to that certain Agreement and Plan of Merger dated as of August 9, 2019, by and among Trinity Merger Corp., Broadmark Realty, Trinity Merger Sub I, Inc., a wholly owned subsidiary of Broadmark Realty organized as a corporation under the laws of Delaware, Trinity Merger Sub II, LLC, a wholly owned subsidiary of Broadmark Realty organized as a limited liability company under the laws of Delaware, PBRELF I, LLC, a Washington limited liability company ("PBRELF I"), BRELF II, LLC, a Washington limited liability company ("BRELF II"), BRELF III, LLC, a Washington limited liability company ("BRELF III"), BRELF IV, LLC, a Washington limited liability company ("BRELF IV"), Pyatt Broadmark Management, LLC ("MgCo I"), a Washington limited liability company, Broadmark Real Estate Management II, LLC, a Washington limited liability company ("MgCo II"), Broadmark Real Estate Management III, LLC, a Washington limited liability company ("MgCo III"), and Broadmark Real Estate Management IV, LLC, a Washington limited liability company ("MgCo IV" and, together with PBRELF I, BRELF II, BRELF III, BRELF IV, MgCo I, MgCo II, and MgCo III, the "Broadmark Companies"), and (ii) 3,801,360 shares of Class B Common Stock forfeited by HN Investors LLC, pursuant to the Sponsor Agreement, dated August 9, 2019, between HN Investors LLC, Trinity Merger Corp., and the Broadmark Companies. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.