|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Founder Stock Options (Obligation to Sell) |
$
1.06 |
|
|
(
1
)(
6
) |
|
|
|
06/03/2020 |
12/31/2028 |
Common Stock |
5,644,831 |
|
5,644,831 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
3.59 |
|
|
(
1
)(
6
) |
|
|
|
06/03/2020 |
12/31/2028 |
Common Stock |
180,155 |
|
180,155 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
9.67 |
|
|
(
1
)(
6
) |
|
|
|
06/03/2020 |
12/31/2028 |
Common Stock |
180,153 |
|
180,153 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/01/2020 |
|
X(
1
)(
7
) |
|
|
1,202,481 |
06/03/2020 |
12/31/2028 |
Common Stock |
1,202,481 |
$
0 |
4,442,350 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/02/2020 |
|
X(
1
)(
7
) |
|
|
282,363 |
06/03/2020 |
12/31/2028 |
Common Stock |
282,363 |
$
0 |
4,159,987 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/03/2020 |
|
X(
1
)(
7
) |
|
|
196,663 |
06/03/2020 |
12/31/2028 |
Common Stock |
196,663 |
$
0 |
3,963,324 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/04/2020 |
|
X(
1
)(
7
) |
|
|
10,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
10,000 |
$
0 |
3,953,324 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/07/2020 |
|
X(
1
)(
7
) |
|
|
161,763 |
06/03/2020 |
12/31/2028 |
Common Stock |
161,763 |
$
0 |
3,791,561 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/08/2020 |
|
X(
1
)(
7
) |
|
|
209,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
209,000 |
$
0 |
3,582,561 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/10/2020 |
|
X(
1
)(
7
) |
|
|
20,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
20,000 |
$
0 |
3,562,561 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/11/2020 |
|
X(
1
)(
7
) |
|
|
230,155 |
06/03/2020 |
12/31/2028 |
Common Stock |
230,155 |
$
0 |
3,332,406 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
3.59 |
12/11/2020 |
|
X(
1
)(
7
) |
|
|
50,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
50,000 |
$
0 |
130,155 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/14/2020 |
|
X(
1
)(
7
) |
|
|
20,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
20,000 |
$
0 |
3,312,406 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/15/2020 |
|
X(
1
)(
7
) |
|
|
100,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
100,000 |
$
0 |
3,212,406 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/16/2020 |
|
X(
1
)(
7
) |
|
|
70,806 |
06/03/2020 |
12/31/2028 |
Common Stock |
70,806 |
$
0 |
3,141,600 |
I |
By M&M Residual, LLC (
3
) |
Founder Stock Options (Obligation to Sell) |
$
1.06 |
12/17/2020 |
|
X(
1
)(
7
) |
|
|
48,000 |
06/03/2020 |
12/31/2028 |
Common Stock |
48,000 |
$
0 |
3,093,600 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
10.4 |
|
|
(
8
) |
|
|
|
12/01/2020 |
12/07/2020 |
Common Stock |
220,125 |
|
220,125 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
10.4 |
12/03/2020 |
|
X(
9
) |
|
|
220,125 |
12/01/2020 |
12/07/2020 |
Common Stock |
220,125 |
$
0 |
0 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
27.5 |
|
|
(
8
) |
|
|
|
12/03/2020 |
12/11/2020 |
Common Stock |
654,545 |
|
654,545 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
27.5 |
12/11/2020 |
|
E(
10
) |
|
|
654,545 |
12/03/2020 |
12/11/2020 |
Common Stock |
654,545 |
$
0 |
0 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
31.37 |
|
|
(
8
) |
|
|
|
10/30/2020 |
11/29/2020 |
Common Stock |
270,960 |
|
270,960 |
I |
By M&M Residual, LLC (
3
) |
Option to Purchase (Obligation to Sell) |
$
31.37 |
12/31/2020 |
|
E(
11
) |
|
|
270,960 |
12/01/2020 |
12/31/2020 |
Common Stock |
270,960 |
$
0 |
0 |
I |
By M&M Residual, LLC (
3
) |
|