Sec Form 4 Filing - HAMPTON GEORGE P @ IMAC Holdings, Inc. - 2020-01-24

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HAMPTON GEORGE P
2. Issuer Name and Ticker or Trading Symbol
IMAC Holdings, Inc. [ IMAC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O IMAC HOLDINGS, INC., 1605 WESTGATE CIRCLE
3. Date of Earliest Transaction (MM/DD/YY)
01/24/2020
(Street)
BRENTWOOD, TN37027
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/21/2020 ( 1 ) M 10,000 A 22,146 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Options ( 2 ) $ 1.42 01/24/2020 A 10,000 ( 2 ) 01/24/2030 Common Stock 10,000 $ 0 10,000 D
Time-Based Restricted Stock Units ( 1 ) ( 1 ) 05/21/2020 M 10,000 ( 1 ) ( 1 ) Common Stock 10,000 $ 0 10,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HAMPTON GEORGE P
C/O IMAC HOLDINGS, INC.
1605 WESTGATE CIRCLE
BRENTWOOD, TN37027
X
Signatures
/s/George P. Hampton 06/24/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents time-based restricted stock units awarded by the Issuer, which vest over a period of three years in three equal installments, such one-third installments commenced on May 21, 2019 (the grant date of said securities), the second installment vested on May 21, 2020 and the remaining one-third vests on May 21, 2021 with full acceleration of vesting upon a change of control of the Issuer, and in accordance with the terms of the Issuer's 2018 Incentive Compensation Plan and the form of restricted stock unit agreement with respect to such award.
( 2 )Represents non-qualified stock options awarded by the Issuer, which all vest on January 24, 2021, with full acceleration of vesting upon a change of control of the Issuer, and in accordance with the terms of the Issuer's 2018 Incentive Compensation Plan and the form of non-qualified stock option agreement with respect to such award.

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