Sec Form 4 Filing - Maverick Capital Ventures, LLC @ Seer, Inc. - 2021-06-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Maverick Capital Ventures, LLC
2. Issuer Name and Ticker or Trading Symbol
Seer, Inc. [ SEER]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O MAVERICK CAPITAL, LTD., 1900 N. PEARL STREET, 20TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
06/17/2021
(Street)
DALLAS, TX75201
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (right to buy) $ 33.74 06/17/2021 A 15,000 ( 1 ) 06/17/2031 Class A Common Stock 15,000 $ 0 15,000 I See footnote ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Maverick Capital Ventures, LLC
C/O MAVERICK CAPITAL, LTD.
1900 N. PEARL STREET, 20TH FLOOR
DALLAS, TX75201
X
Maverick Ventures Investment Fund, L.P.
C/O MAVERICK CAPITAL, LTD.
1900 N. PEARL STREET, 20TH FLOOR
DALLAS, TX75201
X
Maverick Advisors Fund, L.P.
C/O MAVERICK CAPITAL, LTD.
1900 N. PEARL STREET, 20TH FLOOR
DALLAS, TX75201
X
AINSLIE LEE S III
C/O MAVERICK CAPITAL, LTD.
1900 N. PEARL STREET, 20TH FLOOR
DALLAS, TX75201
X
Signatures
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC 06/23/2021
Signature of Reporting Person Date
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC, the general partner of Maverick Ventures Investment Fund, L.P. 06/23/2021
Signature of Reporting Person Date
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III, a Managing Partner of Maverick Capital Ventures, LLC, the general partner of Maverick Advisors Fund, L.P. 06/23/2021
Signature of Reporting Person Date
/s/ Mark Gurevich, by power of attorney for Lee S. Ainslie, III 06/23/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Shares subject to the stock options vest on the earlier of (i) June 17, 2021 or (ii) the day prior to the date of the Issuer's next annual meeting of stockholders.
( 2 )The stock options reported on this Form 4 were awarded to David Singer, in connection with his membership on the board of directors of the Issuer. Mr. Singer and Lee S. Ainslie III are Managing Partners of Maverick Capital Ventures, LLC ("Maverick Ventures"), the general partner of Maverick Ventures Investment Fund, L.P. and Maverick Advisors Fund, L.P. Pursuant to the policies of Maverick Ventures, Mr. Singer holds the reported stock options for the benefit of clients of Maverick Capital, Ltd. and its affiliates. The reporting entities and individuals disclaim beneficial ownership of the reported securities of the Issuer except to the extent of any pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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