Sec Form 4 Filing - Throop Gerald C @ Ceridian HCM Holding Inc. - 2021-05-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Throop Gerald C
2. Issuer Name and Ticker or Trading Symbol
Ceridian HCM Holding Inc. [ CDAY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O CERIDIAN HCM HOLDING INC., 3311 EAST OLD SHAKOPEE ROAD
3. Date of Earliest Transaction (MM/DD/YY)
05/07/2021
(Street)
MINNEAPOLIS, MN55425
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 23,374 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Exchangeable Shares ( 2 ) ( 2 ) ( 2 ) Common Stock 23,185 23,185 D
Option (right to buy) $ 65.26 ( 3 ) 05/08/2030 Common Stock 11,916 11,916 D
Option (right to buy) $ 74.2 ( 4 ) 08/21/2030 Common Stock 4,643 4,643 D
Option (right to buy) $ 87.4 05/07/2021 A 10,069 ( 5 ) 05/07/2031 Common Stock 10,069 $ 0 10,069 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Throop Gerald C
C/O CERIDIAN HCM HOLDING INC.
3311 EAST OLD SHAKOPEE ROAD
MINNEAPOLIS, MN55425
X
Signatures
/s/ William E. McDonald, attorney-in-fact 05/11/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes (i) 8,736 shares of common stock, (ii) 7,955 shares issuable at the election of the recipient pursuant to vested Restricted Stock Units (RSU), granted on April 25, 2018, (iii) 3,988 shares issuable at the election of the recipient pursuant to vested RSUs, granted on May 15, 2019, and (iv) 2,695 shares issuable pursuant to RSUs, granted on August 21, 2020, that vest in three annual installments beginning on August 21, 2021.
( 2 )Represents exchangeable shares of Ceridian AcquisitionCo ULC, a wholly owned subsidiary of the Issuer, that are exchangeable at the option of the holder for shares of common stock of the Issuer. Each exchangeable share is convertible into one share of common stock of the Issuer, subject to adjustment. The exchangeable shares are currently exercisable and have no expiration date.
( 3 )These options will be fully vested and exercisable on May 8, 2021.
( 4 )Of the 4,643 options granted on August 21, 2020, 2,322 options are vested and exercisable, and 1,161 and 1,160 options vest and become exercisable on May 21, 2021 and August 21, 2021, respectively.
( 5 )These options, granted on May 7, 2021, vest and become exercisable as to 25% of the options on the last day of each three-month period commencing on the date of grant.

Remarks:
For Gerald Throop pursuant to the Power of Attorney previously filed

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