Sec Form 4 Filing - Fisker Henrik @ Fisker Inc./DE - 2021-06-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Fisker Henrik
2. Issuer Name and Ticker or Trading Symbol
Fisker Inc./DE [ FSR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President & CEO
(Last) (First) (Middle)
C/O FISKER INC., 1888 ROSECRANS AVENUE
3. Date of Earliest Transaction (MM/DD/YY)
06/09/2021
(Street)
MANHATTAN BEACH, CA90266
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 06/10/2021 M 539,956 A $ 0.06 1,481,474 ( 1 ) I Held by the Mayfair Trust ( 2 )
Class A Common Stock 06/10/2021 S 539,956 D $ 17.7909 ( 3 ) 941,518 I Held by the Mayfair Trust ( 2 )
Class A Common Stock 06/11/2021 M 22,000 A $ 0.06 963,518 I Held by the Mayfair Trust ( 2 )
Class A Common Stock 06/11/2021 S 22,000 D $ 18.6978 ( 4 ) 941,518 I Held by the Mayfair Trust ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $ 0.06 06/09/2021 G V 7,961,727 ( 5 ) 12/19/2026 Class A Common Stock 7,961,727 $ 0 7,961,727 I Held by the Mayfair Trust ( 6 )
Stock Option $ 0.06 06/10/2021 M 539,956 ( 5 ) 12/19/2026 Class A Common Stock 539,956 $ 0 7,421,771 I Held by the Mayfair Trust ( 2 )
Stock Option $ 0.06 06/11/2021 M 22,000 ( 5 ) 12/19/2026 Class A Common Stock 22,000 $ 0 7,399,771 I Held by the Mayfair Trust ( 2 )
Stock Option $ 0.06 ( 5 ) 12/19/2026 Class A Common Stock 7,189,995 7,189,995 I Held by the Mayfair Trust ( 7 )
Stock Option $ 0.06 ( 5 ) 04/26/2027 Class A Common Stock 730,989 730,989 I Held by the Mayfair Trust ( 7 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Fisker Henrik
C/O FISKER INC.
1888 ROSECRANS AVENUE
MANHATTAN BEACH, CA90266
X President & CEO
Signatures
/s/ Henrik Fisker 06/11/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
( 2 )The Reporting Person and his spouse are the trustees of the Mayfair Trust.
( 3 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 4 )The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 5 )The stock option is fully vested and immediately exercisable.
( 6 )On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.
( 7 )On June 9, 2021, the Reporting Person transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.

Remarks:
The sales reported on this Form 4 reflect the aggregate sales of stock underlying options formerly held by both Dr. Gupta and Mr. Fisker. Each of Dr. Gupta and Mr. Fisker have an indirect interest in the Mayfair Trust and have therefore each filed Form 4s with this information, but the sales are aggregated and not for each individually.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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