Sec Form 3 Filing - Stieber Jeffrey @ HYCROFT MINING HOLDING CORP - 2020-07-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Stieber Jeffrey
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
8181 E. TUFTS AVE., SUITE 510
3. Date of Earliest Transaction (MM/DD/YY)
07/01/2020
(Street)
DENVER, CO80237
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 1 ) ( 1 ) Class A Common Stock 3,309 ( 2 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Stieber Jeffrey
8181 E. TUFTS AVE.
SUITE 510
DENVER, CO80237
Chief Financial Officer
Signatures
/s/ Jeffrey Stieber 07/13/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit ("RSU") represents a contingent right to receive one share of HYMC Class A Common Stock (the "Common Stock").
( 2 )One third of the time based awards vested on May 29, 2020 for 2,701 RSUs which will convert into shares of Common Stock on December 31, 2020. Of the remaining grant value of $68,333.34, $34,166.67 will vest on February 20, 2021 and $34,166.67 will vest on February 20, 2022 into that number of RSUs equal to the vesting grant value divided by the closing price of the Common Stock on such vesting dates. One third of the performance based award vested based on performance criteria for 2019 for 608 RSUs which will convert into shares of Common Stock on December 31, 2020. Of the remaining grant value of $68,333.34, $34,166.67 will vest based on performance criteria and vesting dates set by the Company's board of directors (the "Board") for 2020 and $34,166.67 will vest based on performance criteria and vesting dates to be set by the Board for 2021 into that number of RSUs equal to the vesting grant value divided by the closing price of the Common Stock on such vesting dates.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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