Sec Form 4 Filing - HIGHBRIDGE CAPITAL MANAGEMENT LLC @ HYCROFT MINING HOLDING CORP - 2019-10-06

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HIGHBRIDGE CAPITAL MANAGEMENT LLC
2. Issuer Name and Ticker or Trading Symbol
HYCROFT MINING HOLDING CORP [ HYMC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
277 PARK AVE, 23RD FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
10/06/2019
(Street)
NEW YORK, NY10172
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, $0.0001 par value ("Common Stock") 10/06/2020 P 833,333 A 7,740,213 I See footnotes ( 2 ) ( 3 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants (Right to Buy) (the "Warrants") $ 10.5 10/06/2020 P ( 4 ) ( 4 ) Common Stock 833,333 ( 1 ) 833,333 I See footnotes ( 2 ) ( 3 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HIGHBRIDGE CAPITAL MANAGEMENT LLC
277 PARK AVE
23RD FLOOR
NEW YORK, NY10172
X
Highbridge MSF International Ltd.
C/O HEDGESERV (CAYMAN) LTD.
WILLOW HOUSE, CRICKET SQUARE 3RD FLOOR
, GEORGE TOWN, GRAND CAYMAN, E900000
X
Signatures
Highbridge Capital Management, LLC, By: /s/ Kirk Rule, Executive Director 10/08/2020
Signature of Reporting Person Date
Highbridge MSF International Ltd., By: Highbridge Capital Management, LLC, its Trading Manager, By: /s/ Kirk Rule, Executive Director 10/08/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The shares of Common Stock and Warrants reported in this Form 4 are included within 833,333 units (the "Units") purchased by (i) Highbridge MSF International Ltd., a Cayman Islands exempted company ("MSF") and (ii) Highbridge Tactical Credit Master Fund, L.P., a Cayman Islands exempted limited partnership ("HTCC" and together with MSF, the "Highbridge Funds"), for $9.00 per Unit. Each Unit consists of one share of Common Stock and one Warrant to purchase one share of Common Stock.
( 2 )The securities reported herein are held by the Highbridge Funds. Highbridge Capital Management, LLC ("HCM") serves as the trading manager of the Highbridge Funds.
( 3 )The filing of this statement shall not be deemed an admission that either Reporting Person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
( 4 )These Warrants can be exercised at any time from the initial issuance date of the Warrants until the earlier to occur of: (x) the date that is five years after the date of the initial issuance of the Warrants or (y) the Redemption Date (as defined in the Warrant Agreement pursuant to which the Warrants were issued).

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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