Sec Form 4 Filing - Meads Garner B. III @ Vivint Smart Home, Inc. - 2022-03-01

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Meads Garner B. III 2. Issuer Name and Ticker or Trading Symbol Vivint Smart Home, Inc. [ VVNT] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) See Remarks (Last) (First) (Middle) C/O VIVINT SMART HOME, INC., 4931 NORTH 300 WEST 3. Date of Earliest Transaction (MM/DD/YY) 03/01/2022 (Street) PROVO, UT84604 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 03/01/2022 M( 1 ) 5,976 A 18,553 D Class A Common Stock 03/01/2022 M( 2 ) 5,549 A 24,102 D Class A Common Stock 03/01/2022 M( 3 ) 3,634 A 27,736 D Class A Common Stock 03/01/2022 A( 4 ) 3,634 A 31,370 D Class A Common Stock 03/01/2022 F( 5 ) 5,507 D $ 7.52 25,863 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 6 ) 03/01/2022 M( 1 ) 5,976 ( 1 ) ( 1 ) Class A Common Stock 5,976 $ 0 0 D Restricted Stock Units ( 6 ) 03/01/2022 M( 2 ) 5,549 ( 2 ) ( 2 ) Class A Common Stock 5,549 $ 0 11,097 D Restricted Stock Units ( 6 ) 03/01/2022 M( 3 ) 3,634 ( 3 ) ( 3 ) Class A Common Stock 3,634 $ 0 10,901 D Restricted Stock Units ( 6 ) 03/01/2022 A( 4 ) 10,901 ( 7 ) ( 7 ) Class A Common Stock 10,901 $ 0 10,901 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Meads Garner B. III C/O VIVINT SMART HOME, INC. 4931 NORTH 300 WEST PROVO, UT84604 See Remarks Signatures /s/ Dale R. Gerard, as Attorney-in-Fact 03/03/2022 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2021. Of the performance-based restricted stock units deemed acquired on March 1, 2021, 50% vested immediately and the remaining 50% vested on March 1, 2022. ( 2 )Reflects restricted stock units that upon the vesting and then settlement converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis. Reflects an initial grant of 22,195 restricted stock units that vest in four equal annual installments beginning on January 17, 2021. ( 3 )Reflects restricted stock units granted on March 25, 2021 that vest in four equal annual installments beginning March 1, 2022 and upon vesting, will each be settled by delivery of one share of Class A Common Stock or cash. ( 4 )Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. ( 5 )Reflects shares of Class A Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units and performance-based restricted stock units described herein. ( 6 )Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash. ( 7 )Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on March 1, 2022. Of the performance-based restricted stock units deemed acquired on March 1, 2022, 25% vested immediately and the remaining 75% vest in three equal annual installments beginning on March 1, 2023. Therefore, upon certification of the award, the Reporting Person received 3,634 shares of Class A Common Stock and 10,901 restricted stock units that vest in three equal annual installments beginning on March 1, 2023.

Remarks: Exhibit 24 - Power of AttorneyTitle Chief Legal Officer and Secretary

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

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