Sec Form 4 Filing - BASSHAM TERRY D @ Evergy, Inc. - 2020-06-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BASSHAM TERRY D
2. Issuer Name and Ticker or Trading Symbol
Evergy, Inc. [ EVRG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
PRESIDENT AND CEO
(Last) (First) (Middle)
C/O EVERGY, INC., 1200 MAIN STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/19/2020
(Street)
KANSAS CITY, MO64105
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/19/2020 M 159 A $ 0 ( 1 ) 203,684 ( 2 ) D
Common Stock 06/19/2020 F 72 D $ 60.57 203,612 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 06/19/2020 M 159 ( 3 ) ( 3 ) Common Stock 159 $ 0 31,641 ( 4 ) D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BASSHAM TERRY D
C/O EVERGY, INC.
1200 MAIN STREET
KANSAS CITY, MO64105
X PRESIDENT AND CEO
Signatures
Executed on behalf of Terry D. Bassham by Jeffrey C. DeBruin, attorney-in-fact 06/23/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted stock units convert to stock on a one-for-one basis.
( 2 )Includes 109 shares acquired through the reinvestment of dividends.
( 3 )A restricted stock unit represents a contingent right to receive one share of Evergy, Inc. common stock. Of the total restricted stock units reported, and subject to, in general, continued employment, (i) 16,501 units (plus reinvested dividends related to those units) vest on March 1, 2022 and (ii) 14,069 units (plus reinvested dividends related to those units) vest on March 3, 2023.
( 4 )Includes 421 restricted stock units acquired through reinvestment of dividends.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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