Sec Form 4 Filing - RANKIN ALISON A @ Hamilton Beach Brands Holding Co - 2023-07-10

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
RANKIN ALISON A
2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Member of a Group
(Last) (First) (Middle)
4421 WATERFRONT DR.
3. Date of Earliest Transaction (MM/DD/YY)
07/10/2023
(Street)
GLEN ALLEN, VA23060
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 07/10/2023 J( 1 ) 10,640 A $ 0 10,640 I Reporting Person's Spouse Serves as Trustee of Trusts fbo the Estate of Alfred M. Rankin, Sr.
Class A Common Stock 07/10/2023 J( 1 ) 19,200 A $ 0 19,200 I Spouse serves as Trustee of Trusts for benefit of each of grantor's grandchildren ( 2 )
Class A Common Stock 5,067 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class A Common Stock 8,841 I Co-Trustee for the benefit of Reporting Person's daughter ( 2 )
Class A Common Stock 13,226 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class A Common Stock 400 I Reporting Person's spouse serves as Trustee for the benefit of A. Farnham Rankin ( 2 )
Class A Common Stock 400 I Reporting Person's spouse serves as Trustee for the benefit of Elisabeth M. Rankin ( 2 )
Class A Common Stock 214,032 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Class A Common Stock 780 I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin ( 2 )
Class A Common Stock 780 I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 20,096 20,096 I Spouse serves as Trustee of BTR 2020 GST for the benefit of Elisabeth M. Rankin ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 20,096 20,096 I Spouse serves as Trustee of BTR 2020 GST for the benefit of Anne F. Rankin ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 18,861 18,861 I Spouse serves as Trustee of BTR 2012 GST for the benefit of A. Farnham Rankin ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 18,861 18,861 I Spouse serves as Trustee of BTR 2012 GST for the benefit of Elisabeth M. Rankin ( 2 )
Class B Common Stock ( 3 ) ( 3 ) ( 3 ) Class A Common Stock 3,950 3,950 I Spouse's proportionate interest in shares held by Rankin Management Inc. ( 2 )
Class B Common Stock ( 3 ) 08/10/2023 J( 4 ) 151,006 ( 3 ) ( 3 ) Class A Common Stock 151,006 $ 0 151,006 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock ( 3 ) 08/10/2023 J( 4 ) 63,315 ( 3 ) ( 3 ) Class A Common Stock 63,315 $ 0 214,321 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock ( 3 ) 08/10/2023 J( 5 ) 44,100 ( 3 ) ( 3 ) Class A Common Stock 44,100 $ 0 44,100 I Trustee for Trusts for the benefit of Reporting Person's daughter ( 2 )
Class B Common Stock ( 3 ) 08/10/2023 J( 6 ) 40,325 ( 3 ) ( 3 ) Class A Common Stock 40,325 $ 0 40,325 I Trustee for Trusts for the benefit of Reporting Person's daughter ( 2 )
Class B Common Stock ( 3 ) 08/10/2023 J( 4 ) 170,113 ( 3 ) ( 3 ) Class A Common Stock 170,113 $ 0 384,434 I Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin
Class B Common Stock ( 3 ) 08/10/2023 J( 7 ) 50 ( 3 ) ( 3 ) Class A Common Stock 50 $ 0 183,449 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Class B Common Stock ( 3 ) 08/10/2023 J( 7 ) 4,000 ( 3 ) ( 3 ) Class A Common Stock 4,000 $ 0 187,449 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Class B Common Stock ( 3 ) 08/10/2023 J( 7 ) 5,617 ( 3 ) ( 3 ) Class A Common Stock 5,617 $ 0 193,066 I Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
RANKIN ALISON A
4421 WATERFRONT DR.
GLEN ALLEN, VA23060
Member of a Group
Signatures
/s/ Brent A. Ashley, attorney-in-fact 08/15/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The Trustee of the applicable Trust has been changed.
( 2 )Reporting Person disclaims beneficial ownership of all such shares.
( 3 )N/A
( 4 )Pro rata distributions of Class B shares from Ranking Associates I, L.P. ("RA I"), Rankin Associates II, L.P. ("RA II") and Rankin Associates IV, L.P. ("RA IV"), in the amounts of 151,006 shares, 63,315 shares, and 170,113 shares, respectively. The Reporting Person is the trustee of trusts that are limited partners of RA I, RA II, and RA IV.
( 5 )Pro rata distributions of Class B shares from RA II in the amount of 44,100 shares. The Reporting Person isthe trustee of trusts that are limited partners of RA II.
( 6 )Pro rata distributions of Class B shares from RA II in the amount of 40,325 shares. The Reporting Person is the trustee of a trust that is a limited partners of RA II.
( 7 )Pro rata distributions of Class B shares from RA I, and RA IV in the amounts of 9,617 shares (of which 4,000 shares represent a proportionate general partnership interest and 6,617 shares represent a proportionate limited partnership interest) and 50 shares, respectively. The Reporting Person's spouse is the trustee of a trust that is a general and a limited partner in RA I and a general partner in RA IV.

Remarks:
Exhibit 24.1 - Power of Attorney

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