New User? Sign Up | Sign In

Sec Form 4 Filing - Menezes Eduardo F @ LINDE PLC - 2020-03-06

  1. About Form 4 Filing: Every director, officer or owner of more than ten percent of a class of equity securities registered under Section 12 of the '34 Act must file with the U.S. Securities and Exchange Commission (SEC) a statement of ownership regarding such security. The initial filing is on Form 3 and changes are reported on Form 4. The Annual Statement of beneficial ownership of securities is on Form 5. The forms contain information on the reporting person's relationship to the company and on purchases and sales of such equity securities.
  2. Form 4 is stored in SEC's EDGAR database. EDGAR is Electronic Data Gathering, Analysis and Retrieval System. It is a registered trademark of the SEC.

Enter Stock Symbol or Cik: Cik Lookup...

Search By Company or Insider Name:
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>

Email a friend >>...

SPAC List: List of Special Purpose Acquisition Companies


The following is an SEC EDGAR document rendered as filed.
Here is the list of insider trading transaction codes.

FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person *
Menezes Eduardo F
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Executive VP EMEA Gases
(Last)
(First)
(Middle)
C/O LINDE PLC, THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD
3. Date of Earliest Transaction (MM/DD/YY)
03/06/2020
(Street)
GUILDFORD, SURREY, X0GU2 7XY
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City)
(State)
(Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 70,307.499 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units $ 0 ( 1 ) 03/09/2020 A 3,090 ( 1 ) ( 1 ) Ordinary Shares 3,090 $ 0 3,090 D
Restricted Stock Units ( 2 ) ( 2 ) ( 2 ) Ordinary Shares 3,590 3,590 D
Restricted Stock Units ( 3 ) ( 3 ) ( 3 ) Ordinary Shares 7,375 7,375 D
Stock Option (right to buy) $ 173.13 03/09/2020 A 37,565 03/09/2021( 4 ) 03/09/2030 Ordinary Shares 37,565 $ 0 37,565 D
Stock Option (right to buy) $ 176.63 03/20/2020( 5 ) 03/20/2029 Ordinary Shares 40,470 40,470 D
Stock Option (right to buy) $ 128.8 02/25/2015( 6 ) 02/25/2024 Ordinary Shares 37,305 37,305 D
Stock Option (right to buy) $ 128.38 02/24/2016( 6 ) 02/24/2025 Ordinary Shares 47,375 47,375 D
Stock Option (right to buy) $ 102.22 02/23/2017( 6 ) 02/23/2026 Ordinary Shares 89,070 89,070 D
Stock Option (right to buy) $ 118.71 02/28/2018( 7 ) 02/28/2027 Ordinary Shares 71,400 71,400 D
Stock Option (right to buy) $ 154 02/27/2019( 8 ) 02/27/2028 Ordinary Shares 61,430 61,430 D
Deferred Stock Unit ( 9 ) 03/06/2020 A 83.432 ( 10 ) ( 10 ) Ordinary Shares 83.432 $ 0 177.806 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Menezes Eduardo F
C/O LINDE PLC
THE PRIESTLEY CENTRE, 10 PRIESTLEY ROAD
GUILDFORD, SURREY, X0GU2 7XY
Executive VP EMEA Gases
Signatures
Anthony M. Pepper, Attorney-in-Fact 03/10/2020
** Signature of Reporting Person Date
Explanation of Responses:
( 1 )Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
( 2 )Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
( 3 )Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
( 4 )This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
( 5 )This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
( 6 )This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
( 7 )This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
( 8 )This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
( 9 )Conversion to Linde plc ordinary shares is on a one-for-one basis.
( 10 )Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan") . The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.