Sec Form 4 Filing - Lamba Sanjiv @ LINDE PLC - 2023-03-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Lamba Sanjiv
2. Issuer Name and Ticker or Trading Symbol
LINDE PLC [ LIN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
C/O LINDE PLC, FORGE, 43 CHURCH STREET WEST
3. Date of Earliest Transaction (MM/DD/YY)
03/07/2023
(Street)
WOKING, SURREY, X0GU21 6HT
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares ( 1 ) 47,084 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) ( 2 ) 03/07/2023 A 7,015 ( 2 ) ( 2 ) Ordinary Shares 7,015 $ 0 7,015 D
Restricted Stock Units ( 1 ) ( 3 ) ( 3 ) ( 3 ) Ordinary Shares 6,335 6,335 D
Restricted Stock Units ( 1 ) ( 4 ) ( 4 ) ( 4 ) Ordinary Shares 3,895 3,895 D
Restricted Stock Units ( 1 ) ( 5 ) ( 5 ) ( 5 ) Ordinary Shares 3,090 3,090 D
Stock Option (right to buy) ( 1 ) $ 354.14 03/07/2023 A 46,365 03/07/2024( 6 ) 03/07/2033 Ordinary Shares 46,365 $ 0 46,365 D
Stock Options (right to buy) ( 1 ) $ 270.99 03/07/2023( 7 ) 03/07/2032 Ordinary Shares 54,920 54,920 D
Stock Option (right to buy) ( 1 ) $ 253.68 03/08/2022( 8 ) 03/08/2031 Ordinary Shares 40,995 40,995 D
Stock Option (right to buy) ( 1 ) $ 173.13 03/09/2021( 9 ) 03/09/2030 Ordinary Shares 37,565 37,565 D
Stock Option (right to buy) ( 1 ) $ 176.63 03/20/2020( 10 ) 03/20/2029 Ordinary Shares 40,470 40,470 D
Deferred Stock Units ( 1 ) ( 11 ) ( 12 ) ( 12 ) Ordinary Shares 143.57 143.57 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Lamba Sanjiv
C/O LINDE PLC
FORGE, 43 CHURCH STREET WEST
WOKING, SURREY, X0GU21 6HT
X Chief Executive Officer
Signatures
Anthony M. Pepper as attorney-in-fact 03/09/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On March 1, 2023, Linde plc (formerly Rounderway plc), an Irish public limited company ("New Linde"), became the successor of Linde plc, an Irish public limited company ("Old Linde"), pursuant to a scheme of arrangement and merger under Irish law. Pursuant to the scheme of arrangement, all outstanding ordinary shares of Old Linde were exchanged, on a one-for-one basis, for ordinary shares of New Linde, and Old Linde subsequently merged into New Linde and ceased to exist. The transaction did not alter the relative interests of security holders.
( 2 )Restricted Stock Units that will vest in full and payout on or about March 7, 2026 in Linde plc Ordinary Shares on a one-for-one basis.
( 3 )Restricted Stock Units that will vest in full and payout on or about March 7, 2025 in Linde plc Ordinary Shares on a one-for-one basis.
( 4 )Restricted Stock Units that will vest in full and payout on or about March 8, 2024 in Linde plc Ordinary Shares on a one-for-one basis.
( 5 )Restricted Stock Units that will vest in full and payout on or about March 9, 2023 in Linde plc Ordinary Shares on a one-for-one basis.
( 6 )This option vests over three years in three consecutive equal annual installments beginning on March 7, 2024.
( 7 )This option vests over three years in three consecutive equal annual installments beginning on March 7, 2023.
( 8 )This option vests over three years in three consecutive equal annual installments beginning on March 8, 2022.
( 9 )This option vests over three years in three consecutive equal annual installments beginning on March 9, 2021.
( 10 )This option vests over three years in three consecutive equal annual installments beginning on March 20,2020
( 11 )Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
( 12 )Deferred Stock Units acquired under the Linde Compensation Deferral Plan that will payout in Linde plc Ordinary Shares on a one-for-one basis in accordance with the Deferral Plan.

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