Sec Form 4 Filing - Donnell Kurt Christian @ YogaWorks, Inc. - 2017-08-16

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Donnell Kurt Christian
2. Issuer Name and Ticker or Trading Symbol
YogaWorks, Inc. [ YOGA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SEE REMARKS
(Last) (First) (Middle)
C/O: YOGAWORKS, INC., 7850 UPLANDER WAY
3. Date of Earliest Transaction (MM/DD/YY)
08/16/2017
(Street)
CULVER CITY, CA90230
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK 01/23/2018 F 8,003 ( 1 ) D $ 2.84 96,777 D
COMMON STOCK 02/23/2018 F 667 ( 2 ) D $ 2.8 96,110 D
COMMON STOCK 03/23/2018 F 667 ( 3 ) D $ 2.87 95,443 D
COMMON STOCK 04/23/2018 F 748 ( 4 ) D $ 2.39 169,695 D
COMMON STOCK 05/23/2018 F 648 ( 5 ) D $ 2.17 169,047 D
COMMON STOCK 06/23/2018 F 532 ( 6 ) D $ 1.91 168,515 D
COMMON STOCK 07/23/2018 F 532 ( 7 ) D $ 2.12 167,983 D
COMMON STOCK 08/23/2018 F 611 ( 8 ) D $ 1.11 167,372 D
COMMON STOCK 09/23/2018 F 611 ( 9 ) D $ 1.07 166,761 D
COMMON STOCK 10/23/2018 F 611 ( 10 ) D $ 1.03 166,150 D
COMMON STOCK 11/23/2018 F 611 ( 11 ) D $ 0.73 165,539 D
COMMON STOCK 12/23/2018 F 611 ( 12 ) D $ 0.53 164,928 D
COMMON STOCK 01/07/2019 D 54,573 ( 13 ) D $ 0 110,355 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Donnell Kurt Christian
C/O: YOGAWORKS, INC.
7850 UPLANDER WAY
CULVER CITY, CA90230
SEE REMARKS
Signatures
/s/ Vance Chang, Attorney-in-Fact for Kurt C. Donnell 07/12/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 26,195 restricted stock units granted to the reporting person on January 23, 2018.
( 2 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,182 restricted stock units granted to the reporting person on February 23, 2018.
( 3 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on March 23, 2018.
( 4 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on April 23, 2018.
( 5 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on May 23, 2018.
( 6 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on June 23 2018.
( 7 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on July 23, 2018.
( 8 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on August 23, 2018.
( 9 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on September 23, 2018.
( 10 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on October 23, 2018.
( 11 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on November 23, 2018.
( 12 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,183 restricted stock units granted to the reporting person on December 23, 2018.
( 13 )Represents the forfeiture of restricted stock units due to departure from YogaWorks, Inc.

Remarks:
The Reporting Person was Secretary, Executive Vice President, Partnerships and General Counsel of the Issuer.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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