Sec Form 4 Filing - Chang Vance YuWen @ YogaWorks, Inc. - 2017-08-16

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Chang Vance YuWen 2. Issuer Name and Ticker or Trading Symbol YogaWorks, Inc. [ YOGA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) CHIEF FINANCIAL OFFICER (Last) (First) (Middle) C/O: YOGAWORKS, INC., 5780 UPLANDER WAY 3. Date of Earliest Transaction (MM/DD/YY) 08/16/2017 (Street) CULVER CITY, CA90230 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price COMMON STOCK 08/16/2017 F 19,414 ( 1 ) D $ 4.41 89,780 D COMMON STOCK 09/11/2017 F 656 ( 2 ) D $ 4.03 89,124 D COMMON STOCK 10/11/2017 F 566 ( 3 ) D $ 2.98 88,558 D COMMON STOCK 11/11/2017 F 549 ( 4 ) D $ 2.8 88,009 D COMMON STOCK 12/11/2017 F 481 ( 5 ) D $ 2.29 87,528 D COMMON STOCK 01/11/2018 F 920 ( 6 ) D $ 2.78 86,608 D COMMON STOCK 02/11/2018 F 920 ( 7 ) D $ 2.65 85,688 D COMMON STOCK 03/11/2018 F 920 ( 8 ) D $ 2.7 84,768 D COMMON STOCK 04/11/2018 F 920 ( 9 ) D $ 2.16 83,848 D COMMON STOCK 05/11/2018 F 942 ( 10 ) D $ 2.02 157,906 D COMMON STOCK 06/11/2018 F 891 ( 11 ) D $ 1.87 157,015 D COMMON STOCK 07/11/2018 F 782 ( 12 ) D $ 1.93 156,233 D COMMON STOCK 08/11/2018 F 783 ( 13 ) D $ 1.95 155,450 D COMMON STOCK 09/11/2018 F 779 ( 14 ) D $ 1.03 154,671 D COMMON STOCK 10/11/2018 F 780 ( 15 ) D $ 1 153,891 D COMMON STOCK 11/11/2018 F 780 ( 16 ) D $ 0.92 153,111 D COMMON STOCK 12/11/2018 F 779 ( 17 ) D $ 0.67 152,332 D COMMON STOCK 01/11/2019 F 899 ( 18 ) D $ 0.58 151,433 D COMMON STOCK 02/11/2019 F 899 ( 19 ) D $ 0.55 150,534 D COMMON STOCK 02/28/2019 F 7,487 ( 20 ) D $ 0.57 143,047 D COMMON STOCK 03/01/2019 A 25,000 ( 21 ) A $ 0 168,047 D COMMON STOCK 03/01/2019 F 9,983 ( 21 ) D $ 0.61 158,064 D COMMON STOCK 03/11/2019 F 900 ( 22 ) D $ 0.6 157,164 D COMMON STOCK 03/28/2019 F 624 ( 23 ) D $ 0.86 156,540 D COMMON STOCK 04/11/2019 F 900 ( 24 ) D $ 1.01 155,640 D COMMON STOCK 04/28/2019 F 622 ( 25 ) D $ 0.95 155,018 D COMMON STOCK 05/11/2019 F 898 ( 26 ) D $ 0.9 154,120 D COMMON STOCK 05/28/2019 F 622 ( 27 ) D $ 0.67 153,498 D COMMON STOCK 06/11/2019 F 898 ( 28 ) D $ 0.75 152,600 D COMMON STOCK 06/28/2019 F 525 ( 29 ) D $ 0.6 152,075 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Chang Vance YuWen C/O: YOGAWORKS, INC. 5780 UPLANDER WAY CULVER CITY, CA90230 CHIEF FINANCIAL OFFICER Signatures /s/ Vance Chang 07/12/2019 Signature of Reporting Person Date

Explanation of Responses:

( 1 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 36,073 restricted stock units granted to the reporting person on August 16, 2017. ( 2 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on September 11, 2017. ( 3 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on October 11, 2017. ( 4 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on November 11, 2017. ( 5 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on December 11, 2017. ( 6 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on January 11, 2018. ( 7 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on February 11, 2018. ( 8 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on March 11, 2018. ( 9 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on April 11, 2018. ( 10 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on May 11, 2018. ( 11 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on June 11, 2018. ( 12 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on July 11, 2018. ( 13 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on August 11, 2018. ( 14 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on September 11, 2018. ( 15 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on October 11, 2018. ( 16 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on November 11, 2018. ( 17 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on December 11, 2018. ( 18 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on January 11, 2019. ( 19 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on February 11, 2019. ( 20 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 18,750 restricted stock units granted to the reporting person on February 28, 2019. ( 21 )Represents 25,000 restricted stock units awarded to the Reporting Person on March 1, 2019 (the "Award Date"), which vested in full on March 1, 2019. Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the reporting person on March 1, 2019. ( 22 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on March 11, 2019. ( 23 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 1,562 restricted stock units granted to the reporting person on March 28, 2019. ( 24 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on April 11, 2019. ( 25 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 1,563 restricted stock units granted to the reporting person on April 28, 2019. ( 26 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,254 restricted stock units granted to the reporting person on May 11, 2019. ( 27 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 1,562 restricted stock units granted to the reporting person on May 28, 2019. ( 28 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,255 restricted stock units granted to the reporting person on June 11, 2019. ( 29 )Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 1,563 restricted stock units granted to the reporting person on June 28, 2019.

Remarks: Form (1 of 2)

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