Sec Form 3 Filing - Kini Vikram @ Ingersoll Rand Inc. - 2020-06-15

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Kini Vikram
2. Issuer Name and Ticker or Trading Symbol
Ingersoll Rand Inc. [ IR]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Senior Vice President and CFO
(Last) (First) (Middle)
C/O INGERSOLL RAND INC.,, 800-A BEATY STREET
3. Date of Earliest Transaction (MM/DD/YY)
06/15/2020
(Street)
DAVIDSON, NC28036
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 9,937 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) ( 1 ) ( 1 ) Common Stock 4,679 D
Restricted Stock Units ( 2 ) ( 2 ) ( 2 ) Common Stock 5,546 D
Restricted Stock Units (4-year vesting RSUs) ( 3 ) ( 3 ) ( 3 ) Common Stock 3,598 D
Restricted Stock Units (2-year vesting RSUs) ( 4 ) ( 4 ) ( 4 ) Common Stock 3,598 D
Stock Options (Right to Buy) $ 8.16 ( 5 ) 03/19/2024 Common Stock 169,153 D
Stock Options (Right to Buy) $ 11.43 ( 6 ) 12/09/2026 Common Stock 12,718 D
Stock Options (Right to Buy) $ 32.06 ( 7 ) 02/21/2028 Common Stock 14,235 D
Stock Options (Right to Buy) $ 27.05 ( 8 ) 02/21/2029 Common Stock 20,243 D
Stock Options (Right to Buy) $ 27.79 ( 9 ) 03/06/2030 Common Stock 10,204 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Kini Vikram
C/O INGERSOLL RAND INC.,
800-A BEATY STREET
DAVIDSON, NC28036
Senior Vice President and CFO
Signatures
/s/ Andrew Schiesl, Attorney-in-Fact 06/25/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Represents an original award of 6,238 restricted stock units granted on February 22, 2018 which vest in four equal annual installments beginning on February 22, 2020, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
( 2 )Represents an original award of 7,394 restricted stock units granted on February 21, 2019 which vest in four equal annual installments on the anniversary of the grant date, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
( 3 )These restricted stock units vest in four equal annual installments beginning March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
( 4 )These restricted stock units vest in two equal annual installments beginning March 6, 2021 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof.
( 5 )These options are fully vested and exercisable.
( 6 )Represents stock options granted on December 9, 2016, of which 11,304 stock options are currently vested, with an additional 2,828 stock options eligible to vest on December 31, 2020, where 50% of such unvested options are eligible to vest on such date subject to the satisfaction of future performance-based vesting conditions and are not included in the table above.
( 7 )Represents stock options granted on February 22, 2018 which vest in four equal annual installments beginning on February 22, 2020.
( 8 )Represents stock options granted on February 21, 2019 which vest in four equal annual installments beginning on the first anniversary of the grant date.
( 9 )Represents stock options granted on March 6, 2020 which vest in four equal annual installments beginning on the first anniversary of the grant date.

Remarks:
Exhibit List: Exhibit 24 - Power of Attorney.

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