Sec Form 4 Filing - S2G Investments, LLC @ Once Upon a Farm, PBC - 2026-02-09

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
S2G Investments, LLC
2. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
210 N. CARPENTER STREET, SUITE 800
3. Date of Earliest Transaction (MM/DD/YY)
02/09/2026
(Street)
CHICAGO, IL60607
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 C 950,166 A $ 0 ( 1 ) 1,077,663 I By S2G Builders Food & Agriculture Fund III, LP ( 2 )
Common Stock 02/09/2026 C 234,498 A $ 0 ( 3 ) 234,498 I By S2G Ventures Fund I, L.P. ( 2 )
Common Stock 02/09/2026 C 188,683 A $ 0 ( 3 ) 423,181 I By S2G Ventures Fund I, L.P. ( 2 )
Common Stock 02/09/2026 C 1,726,216 A $ 0 ( 3 ) 1,726,216 I By S2G Ventures Fund II, L.P. ( 2 )
Common Stock 02/09/2026 C 1,180,868 A $ 0 ( 4 ) 2,907,084 I By S2G Ventures Fund II, L.P. ( 2 )
Common Stock 02/09/2026 C 688,478 A $ 0 ( 5 ) 3,595,562 I By S2G Ventures Fund II, L.P. ( 2 )
Common Stock 02/09/2026 C 546,040 A $ 0 ( 3 ) 4,141,602 I By S2G Ventures Fund II, L.P. ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Convertible Promissory Note for Series D Preferred Stock ( 1 ) 02/09/2026 C 950,166 ( 1 ) ( 1 ) Common Stock 950,166 $ 0 0 I By S2G Builders Food & Agriculture Fund III, LP ( 2 )
Series A-1 Preferred Stock ( 3 ) 02/09/2026 C 234,498 ( 3 ) ( 3 ) Common Stock 234,498 $ 0 0 I By S2G Ventures Fund I, L.P. ( 2 )
Series A-2 Preferred Stock ( 3 ) 02/09/2026 C 188,683 ( 3 ) ( 3 ) Common Stock 188,683 $ 0 0 I By S2G Ventures Fund I, L.P. ( 2 )
Convertible Promissory Note for Series C-1 Preferred Stock ( 5 ) 02/09/2026 C 688,478 ( 5 ) ( 5 ) Common Stock 688,478 $ 0 0 I By S2G Ventures Fund II, L.P. ( 2 )
Convertible Promissory Note for Series C-2 Preferred Stock ( 4 ) 02/09/2026 C 1,180,868 ( 4 ) ( 4 ) Common Stock 1,180,868 $ 0 0 I By S2G Ventures Fund II, L.P. ( 2 )
Series B-1 Preferred Stock ( 3 ) 02/09/2026 C 546,040 ( 3 ) ( 3 ) Common Stock 546,040 $ 0 0 I By S2G Ventures Fund II, L.P. ( 2 )
Series B-2 Preferred Stock ( 3 ) 02/09/2026 C 1,726,216 ( 3 ) ( 3 ) Common Stock 1,726,216 $ 0 0 I By S2G Ventures Fund II, L.P. ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
S2G Investments, LLC
210 N. CARPENTER STREET, SUITE 800
CHICAGO, IL60607
X
Signatures
/s/ Sanjeev Krishnan, Authorized Signatory 02/11/2026
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This note was converted into shares of Series D Preferred Stock of the Issuer in connection with the Issuer's initial public offering for no additional consideration. Shares of preferred stock automatically converted into the Issuer's common stock in connection with the Issuer's initial public offering for no additional consideration. The preferred stock had no expiration date.
( 2 )The reporting person, S2G Investments, LLC serves as the investment manager to each of S2G Ventures Fund I, L.P., S2G Ventures Fund II, L.P., and S2G Builders Food & Agriculture Fund III, LP (collectively, the "S2G Funds"). S2G Investments, LLC may be deemed to have beneficial ownership of the securities held directly by such entities. Each of the S2G Funds and the reporting person disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.
( 3 )Shares of preferred stock automatically converted into the Issuer's common stock in connection with the closing of the Issuer's initial public offering for no additional consideration. The preferred stock had no expiration date.
( 4 )This note was converted into shares of Series C-2 Preferred Stock of the Issuer in connection with the Issuer's initial public offering for no additional consideration. Shares of preferred stock automatically converted into the Issuer's common stock in connection with the Issuer's initial public offering for no additional consideration. The preferred stock had no expiration date.
( 5 )This note was converted into shares of Series C-1 Preferred Stock of the Issuer in connection with the Issuer's initial public offering for no additional consideration. Shares of preferred stock automatically converted into the Issuer's common stock in connection with the Issuer's initial public offering for no additional consideration. The preferred stock had no expiration date.

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