Sec Form 4 Filing - WIIG Communications Management LLC @ Berkeley Lights, Inc. - 2020-11-23

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
WIIG Communications Management LLC
2. Issuer Name and Ticker or Trading Symbol
Berkeley Lights, Inc. [ BLI]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ONE CALIFORNIA STREET, SUITE 1750,
3. Date of Earliest Transaction (MM/DD/YY)
11/23/2020
(Street)
SAN FRANCISCO, CA94111
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/23/2020 S 1,203,029 D $ 82.56 12,459,328 I See footnotes ( 1 ) ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
WIIG Communications Management LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
TAN LIP BU
C/O WIIG COMMUNICATIONS MANAGEMENT
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV-BLI LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV-BLI II LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV-BLI III LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV-BLI IV LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
Walden Riverwood GP, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
Walden Riverwood Ventures, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV GP II, LLC
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
WRV II, L.P.
ONE CALIFORNIA STREET, SUITE 1750
SAN FRANCISCO, CA94111
X
Signatures
/s/ Lip-Bu Tan 11/25/2020
Signature of Reporting Person Date
WIIG Communications Management LLC, By: /s/ Lip-Bu Tan, Director 11/25/2020
Signature of Reporting Person Date
WRV-BLI LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 11/25/2020
Signature of Reporting Person Date
WRV-BLI II LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 11/25/2020
Signature of Reporting Person Date
WRV-BLI III LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 11/25/2020
Signature of Reporting Person Date
WRV-BLI IV LLC, By: WIIG Communications Management LLC, its manager, By: /s/ Lip-Bu Tan, Director 11/25/2020
Signature of Reporting Person Date
Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 11/25/2020
Signature of Reporting Person Date
Walden Riverwood Ventures, L.P., By: Walden Riverwood GP, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Director 11/25/2020
Signature of Reporting Person Date
WRV GP II, LLC, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 11/25/2020
Signature of Reporting Person Date
WRV II, L.P., By: WRV GP II, LLC, its general partner, By: /s/ Stuart Merkadeau, by Power of Attorney for Michael Marks, Managing Director 11/25/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Following the transactions reported herein, consist of 852,302 shares held by WRV II, L.P. ("WRV II"), 2,902,867 shares held by Walden Riverwood Ventures, L.P. ("Walden"), 5,541,366 shares held by WRV-BLI LLC ("BLI"), 1,786,307 shares held by WRV-BLI II LLC ("BLI II"), 880,405 shares held by WRV-BLI III LLC ("BLI III"), and 496,081 shares held by WRV-BLI IV LLC ("BLI IV").
( 2 )Mr. Lip-Bu Tan is the sole director of WIIG Communications Management LLC ("WIIG") which is the manager of BLI, BLI II, BLI III, and BLI IV. Michael Marks and Mr. Tan are members of the investment committee of Walden Riverwood GP, LLC ("Walden GP"), which is the general partner of Walden. Michael Marks, Nicholas Brathwaite, and Lip-Bu Tan are members of the investment committee of WRV GP II, LLC ("WRV GP") which is the general partner of WRV II. Messers. Tan, Brathwaite, and Marks, WRV GP, Walden GP, and WIIG disclaim beneficial ownership of the shares except to the extent of their pecuniary interest therein.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.