Sec Form 4 Filing - Haun Kathryn @ Coinbase Global, Inc. - 2021-08-12

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Haun Kathryn
2. Issuer Name and Ticker or Trading Symbol
Coinbase Global, Inc. [ COIN]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ANDREESSEN HOROWITZ, 2865 SAND HILL ROAD, SUITE 101
3. Date of Earliest Transaction (MM/DD/YY)
08/12/2021
(Street)
MENLO PARK, CA94025
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/12/2021 S( 1 ) 2,571 D $ 256.2468 ( 2 ) 107,429 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 2,790 D $ 257.2464 ( 4 ) 104,639 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 3,148 D $ 258.2123 ( 5 ) 101,491 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 3,520 D $ 259.1534 ( 6 ) 97,971 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 2,000 D $ 260.2115 ( 7 ) 95,971 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 1,400 D $ 261.0514 ( 8 ) 94,571 I By EZT Trust ( 3 )
Cl ass A Common Stock 08/12/2021 S( 1 ) 1,271 D $ 262.483 ( 9 ) 93,300 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 1,000 D $ 263.436 ( 10 ) 92,300 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 800 D $ 264.5763 ( 11 ) 91,500 I By EZT Trust ( 3 )
Class A Common Stock 08/12/2021 S( 1 ) 500 D $ 266.086 ( 12 ) 91,000 I By EZT Trust ( 3 )
Class A Common Stock 2,263,232 I By Andreessen Horowitz LSV Fund I, L.P. ( 13 ) ( 14 )
Class A Common Stock 57,376 I By Gherardesca LLC ( 15 )
Class A Common Stock 150,000 I By The Gherardesca Annuity Trust ( 16 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Haun Kathryn
C/O ANDREESSEN HOROWITZ
2865 SAND HILL ROAD, SUITE 101
MENLO PARK, CA94025
X
Signatures
/s/ Jolie Yang, Attorney-in-Fact for Kathryn Haun 08/16/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
( 2 )Represents the weighted average sale price. The lowest price at which shares were sold was $255.64 and the highest price at which shares were sold was $256.57. The Reporting Person undertakes to provide upon request to the staff of the Securities Exchange Commission, the issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to (12) in this Form 4.
( 3 )These reported securities are held by EZT Trust. The Reporting Person is the settlor of EZT Trust, which is a family trust whose trustee is a member of the Reporting Person's non-immediate family. The Reporting Person disclaims beneficial ownership of the securities held by the EZT Trust except to the extent of the Reporting Person's pecuniary interest therein, if any.
( 4 )Represents the weighted average sale price. The lowest price at which shares were sold was $256.66 and the highest price at which shares were sold was $257.64.
( 5 )Represents the weighted average sale price. The lowest price at which shares were sold was $257.67 and the highest price at which shares were sold was $258.66.
( 6 )Represents the weighted average sale price. The lowest price at which shares were sold was $258.68 and the highest price at which shares were sold was $259.66.
( 7 )Represents the weighted average sale price. The lowest price at which shares were sold was $259.71 and the highest price at which shares were sold was $260.70.
( 8 )Represents the weighted average sale price. The lowest price at which shares were sold was $260.77 and the highest price at which shares were sold was $261.58.
( 9 )Represents the weighted average sale price. The lowest price at which shares were sold was $262.03 and the highest price at which shares were sold was $262.84.
( 10 )Represents the weighted average sale price. The lowest price at which shares were sold was $263.05 and the highest price at which shares were sold was $263.95.
( 11 )Represents the weighted average sale price. The lowest price at which shares were sold was $264.18 and the highest price at which shares were sold was $264.99.
( 12 )Represents the weighted average sale price. The lowest price at which shares were sold was $265.57 and the highest price at which shares were sold was $266.25.
( 13 )These reported securities are held by Andreessen Horowitz LSV Fund I, L.P., for itself and as nominee for the AH LSV Fund I Entities. AH Equity Partners LSV I, L.L.C. ("AH EP LSV I"), the general partner of the AH LSV Fund I Entities, has sole voting and dispositive power with regard to the shares held by the AH LSV Fund I Entities. Marc Andreessen and Ben Horowitz are the managing members of AH EP LSV I and share voting and dispositive power with respect to the shares held by the AH LSV Fund I Entities.
( 14 )The Reporting Person is a member of the general partners of the AH LSV Fund I Entities, but the Reporting Person disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH LSV Fund I Entities and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such shares, except to the extent of the Reporting Person's pecuniary interest therein, if any, by virtue of the Reporting Person's interest in the AH LSV Fund I Entities, and/or the general partner entities thereof, as applicable.
( 15 )These reported securities are held by Gherardesca LLC. The Reporting Person is one of two investment managers of of Gherardesca LLC. As an investment manager, the Reporting Person has shared voting and investment power over the shares held by Gherardesca LLC.
( 16 )The Reporting Person is the settlor and investment trustee of the Gherardesca Annuity Trust. As investment trustee, the Reporting Person has sole voting and investment power over the shares held by the Gherardesca Annuity Trust.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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