Sec Form 4 Filing - Greenhaven Road Investment Management, L.P. @ Chicken Soup for the Soul Entertainment, Inc. - 2020-11-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Greenhaven Road Investment Management, L.P.
2. Issuer Name and Ticker or Trading Symbol
Chicken Soup for the Soul Entertainment, Inc. [ CSSE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ROYCE & ASSOCIATES LLC, 8 SOUND SHORE DRIVE, SUITE 190
3. Date of Earliest Transaction (MM/DD/YY)
11/19/2020
(Street)
GREENWICH, CT06830
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ($0.0001 par value) 11/19/2020 S 6,547 D $ 16.0487 ( 3 ) 309,491 I By: Greenhaven Road Capital Fund 1, L.P. ( 1 )
Common Stock ($0.0001 par value) 11/19/2020 S 8,968 D $ 16.0487 301,325 I By: Greenhaven Road Capital Fund 2, L.P. ( 2 )
Common Stock ($0.0001 par value) 11/23/2020 S 4,922 D $ 16.4449 ( 4 ) 304,569 I By: Greenhaven Road Capital Fund 1, L.P. ( 1 )
Common Stock ($0.0001 par value) 11/23/2020 S 6,742 D $ 16.4449 ( 4 ) 294,583 I By: Greenhaven Road Capital Fund 2, L.P. ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Deri vative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Greenhaven Road Investment Management, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH, CT06830
X
MVM Funds LLC
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH, CT06830
X
Greenhaven Road Capital Fund 1, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH, CT06830
X
Greenhaven Road Capital Fund 2, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH, CT06830
X
Miller Scott Stewart
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH, CT06830
X
Signatures
/s/ Scott Stewart Miller, Scott Stewart Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager) 11/23/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Stewart Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
( 2 )Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
( 3 )All prices reported herein are exclusive of brokerage commissions.
( 4 )The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.2516 to $16.52, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) of this Form 4.

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