Sec Form 3 Filing - BONI ERIC N @ ASHLAND GLOBAL HOLDINGS INC - 2020-01-30

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
BONI ERIC N
2. Issuer Name and Ticker or Trading Symbol
ASHLAND GLOBAL HOLDINGS INC [ ASH]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Principal Accounting Officer
(Last) (First) (Middle)
8145 BLAZER DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
01/30/2020
(Street)
WILMINGTON, DE19808
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 7,835 D
Common Stock 7,005 ( 1 ) I 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 3 ) ( 2 ) ( 2 ) Common Stock 207 D
Restricted Stock Units ( 3 ) ( 4 ) ( 4 ) Common Stock 980 D
Restricted Stock Units ( 3 ) ( 5 ) ( 5 ) Common Stock 1,064 D
Restricted Stock Units ( 3 ) ( 6 ) ( 6 ) Common Stock 305 D
Restricted Stock Units ( 3 ) ( 7 ) ( 7 ) Common Stock 502 D
Stock Appreciation Right $ 27.54 ( 8 ) 11/17/2011 12/17/2020 Common Stock 2,448 D
Stock Appreciation Right $ 29.5 ( 8 ) 12/02/2012 01/02/2022 Common Stock 5,085 D
Stock Appreciation Right $ 37.37 ( 8 ) 11/14/2013 12/14/2022 Common Stock 5,838 D
Stock Appreciation Right $ 47.63 ( 8 ) 11/13/2014 12/13/2023 Common Stock 2,825 D
Stock Appreciation Right $ 59.95 ( 8 ) 11/12/2015 12/12/2024 Common Stock 2,730 D
Stock Appreciation Right $ 59.41 ( 8 ) 11/18/2016 12/18/2025 Common Stock 3,390 D
Stock Appreciation Right $ 57.96 ( 8 ) 11/16/2017 12/16/2026 Common Stock 3,672 D
Stock Appreciation Right $ 67.16 ( 8 ) 11/15/2018 12/15/2027 Common Stock 3,100 D
Stock Appreciation Right $ 82.34 ( 8 ) 11/15/2019 11/15/2028 Common Stock 1,950 D
Stock Appreciation Right $ 77.9 ( 8 ) 11/13/2020 11/13/2029 Common Stock 2,350 D
Common Stock Units ( 10 ) ( 9 ) ( 9 ) Common Stock 1,237 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BONI ERIC N
8145 BLAZER DRIVE
WILMINGTON, DE19808
Principal Accounting Officer
Signatures
/s/ Jennifer I. Henkel, Attorney-in-Fact 01/31/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Based on Employee Savings Plan information as of December 31, 2019, the latest date for which such information is reasonably available.
( 2 )207 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant on November 15, 2017, of 600 Restricted Stock Units pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
( 3 )Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
( 4 )980 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant of 3800 Restricted Stock Units November 15, 2017, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% the first year after date of grant, 25% the second year after date of grant, and 25% the third year after date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
( 5 )1064 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant of 2088 Restricted Stock Units granted September 12, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest 50% the first year after the date of grant and 50% the second year after the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
( 6 )305 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant of 450 Restricted Stock Units on November 15, 2018, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
( 7 )502 Restricted Stock Units (inclusive of additional shares from dividends) remaining from an initial grant of 500 Restricted Stock Units on November 13, 2019, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
( 8 )Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
( 9 )Common Stock Units acquired pursuant to Ashland's Deferred Compensation Plan for Employees (the "Plan") and exempt under Rule 16b-3. (One (1) Common Stock Unit in the Plan is the equivalent of one (1) share of Ashland Common Stock.)
( 10 )Each Common Stock Unit represents a right to receive one (1) share of Ashland Common Stock.

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