Sec Form 4 Filing - CHAMBERS JOHN T @ Bloom Energy Corp - 2018-08-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
CHAMBERS JOHN T
2. Issuer Name and Ticker or Trading Symbol
Bloom Energy Corp [ BE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
BLOOM ENERGY CORPORATION, 1299 ORLEANS DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2018
(Street)
SUNNYVALE, CA94086
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/01/2018 M 2,978 A $ 0 336,311 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (RSU)(Class A Common Stock) ( 1 ) 08/01/2018 A 13,333 ( 2 ) ( 1 ) Class A Common Stock 13,333 $ 0 13,333 D
Restricted Stock Units (RSU) (Class A Common Stock) ( 1 ) 08/01/2018 A 26,666 ( 3 ) ( 1 ) Class A Common Stock 26,666 $ 0 26,666 D
Restricted Stock Unit (RSU) (Class A Common Stock) ( 1 ) 08/01/2018 A 2,978 ( 4 ) ( 1 ) Class A Common Stock 2,978 $ 0 2,978 D
Restricted Stock Unit (RSU)(Class A Common Stock ( 1 ) 08/01/2018 M 2,978 ( 4 ) ( 1 ) Class A Common Stock 2,978 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
CHAMBERS JOHN T
BLOOM ENERGY CORPORATION
1299 ORLEANS DRIVE
SUNNYVALE, CA94086
X
Signatures
/s/Shawn Soderberg, attorney-in-fact 08/03/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement on a 1-for-1 basis.
( 2 )The RSU will vest 34% on the on the first allowable trading date following the one-year anniversary of August 1, 2018; 33% will vest on the first allowable trading date following the second-year anniversary of August 1, 2018; and the remaining 33% will vest on the first allowable trading date following the third-year anniversary of August 1, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date.
( 3 )The RSU will vest 100% on January 21, 2019 and during an open trading window, subject to the the Company's Insider Trading Policy and to the reporting person's continuous service with the Issuer through the vesting date.
( 4 )The RSU vested 100% on August 1, 2018.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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