Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
8,423,073 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
8,423,073 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
8,423,073 |
|
(
3
) |
(
3
) |
Class A Common Stock |
8,423,073 |
$
0 |
8,423,073 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Series B Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
3,120,525 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
3,120,525 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
3,120,525 |
|
(
3
) |
(
3
) |
Class A Common Stock |
3,120,525 |
$
0 |
11,543,598 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Series C Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
632,293 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
632,293 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
632,293 |
|
(
3
) |
(
3
) |
Class A Common Stock |
632,293 |
$
0 |
12,175,891 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Series D Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
177,071 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
177,071 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
177,071 |
|
(
3
) |
(
3
) |
Class A Common Stock |
177,071 |
$
0 |
12,352,962 |
I |
KPCB Holdings, Inc., as Nominee (
4
) (
5
) |
Series E Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
262,164 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
262,164 |
$
0 |
0 |
I |
KPCB Holdings, Inc. as Nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
262,164 |
|
(
3
) |
(
3
) |
Class A Common Stock |
262,164 |
$
0 |
12,615,126 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Series F Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
119,911 |
(
2
) |
(
2
) |
Classs B Common Stock (
3
) |
119,911 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
119,911 |
|
(
3
) |
(
3
) |
Class A Common Stock |
119,911 |
$
0 |
12,735,037 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Series. G Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
247,967 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
247,967 |
$
0 |
0 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
247,967 |
|
(
3
) |
(
3
) |
Class A Common Stock |
247,967 |
$
0 |
12,983,004 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
8% Convertible Preferred Note (Series G) |
(
6
) |
07/27/2018 |
|
C |
|
|
329,536 (
7
) |
(
6
) |
(
6
) |
Class B Common Stock (
3
) |
329,536 (
7
) |
$
0 |
0 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
329,536 (
7
) |
|
(
3
) |
(
3
) |
Class A Common Stock |
329,536 |
$
0 |
13,312,540 |
I |
KPCB Holdings, Inc., as nominee (
4
) (
5
) |
Series A Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
426,927 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
426,927 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
426,927 |
|
(
3
) |
(
3
) |
Class A Common Stock |
426,927 |
$
0 |
426,927 |
I |
Vallejo Ventures Trust (
1
) |
Series B Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
158,165 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
158,165 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
158,165 |
|
(
3
) |
(
3
) |
Class A Common Stock |
158,165 |
$
0 |
585,092 |
I |
Vallejo Ventures Trust (
1
) |
Series C Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
32,048 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
32,048 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
32,048 |
|
(
3
) |
(
3
) |
Class A Common Stock |
32,048 |
$
0 |
617,140 |
I |
Vallejo Ventures Trust (
1
) |
Series D Convertible Preferred Stoc |
(
2
) |
07/27/2018 |
|
C |
|
|
8,975 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
8,975 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
8,975 |
|
(
3
) |
(
3
) |
Class A Common Stock |
8,975 |
$
0 |
626,115 |
I |
Vallejo Ventures Trust (
1
) |
Series E Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
13,288 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
13,288 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
13,288 |
|
(
3
) |
(
3
) |
Class A Common Stock |
13,288 |
$
0 |
639,403 |
I |
Vallejo Ventures Trust (
1
) |
Series F Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
6,078 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
6,078 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
6,078 |
|
(
3
) |
(
3
) |
Class A Common Stock |
6,078 |
$
0 |
645,481 |
I |
Vallejo Ventures Trust (
1
) |
Series G Convertible Preferred Stock |
(
2
) |
07/27/2018 |
|
C |
|
|
12,569 |
(
2
) |
(
2
) |
Class B Common Stock (
3
) |
12,569 |
$
0 |
0 |
I |
Vallejo Ventures Trust (
1
) |
Class B Common Stock |
(
3
) |
07/27/2018 |
|
C |
|
12,569 |
|
(
3
) |
(
3
) |
Class A Common Stock |
12,569 |
$
0 |
658,050 |
I |
Vallejo Ventures Trust (
1
) |
|