Sec Form 3 Filing - Alloway Paul @ Homology Medicines, Inc. - 2022-03-02

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Alloway Paul
2. Issuer Name and Ticker or Trading Symbol
Homology Medicines, Inc. [ FIXX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
See Remarks
(Last) (First) (Middle)
C/O HOMOLOGY MEDICINES, INC., ONE PATRIOTS PARK
3. Date of Earliest Transaction (MM/DD/YY)
03/02/2022
(Street)
BEDFORD, MA01730
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10,226 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $ 12.66 ( 1 ) 05/05/2030 Common Stock 125,000 D
Employee Stock Option (Right to Buy) $ 13.78 ( 2 ) 02/05/2031 Common Stock 79,000 D
Employee Stock Option (Right to Buy) $ 2.71 ( 3 ) 02/24/2032 Common Stock 95,000 D
Restricted Stock Unit $ 0 ( 4 ) ( 4 ) Common Stock 8,710 D
Restricted Stock Unit $ 0 ( 5 ) ( 5 ) Common Stock 16,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Alloway Paul
C/O HOMOLOGY MEDICINES, INC.
ONE PATRIOTS PARK
BEDFORD, MA01730
See Remarks
Signatures
/s/ W. Bradford Smith, Attorney-in-Fact for Paul Alloway 03/11/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The option vests as to 25% of the underlying shares on May 1, 2021 and in 36 substantially equal monthly installments thereafter.
( 2 )The option vests in 48 substantially equal monthly installments on the first day of each calendar month following January 1, 2021.
( 3 )The option vests in 48 substantially equal monthly installments on the first day of each calendar month following January 1, 2022.
( 4 )The restricted stock units will vest and settle as to approximately one half of the restricted stock units on each of January 1, 2023 and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.
( 5 )The restricted stock units will vest and settle as to approximately one third of the restricted stock units on each of the first three anniversaries of January 1, 2022 so that such RSUs will become fully vested on January 1, 2025. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units have no expiration date.

Remarks:
Chief Legal Officer and SecretaryExhibit 24 - Power of Attorney.

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