Sec Form 5 Filing - Shriram Kavitark Ram @ Alphabet Inc. - 2022-12-31

Insider filing report for Changes in Beneficial Ownership
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FORM 5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Shriram Kavitark Ram
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O ALPHABET INC.,, 1600 AMPHITHEATRE PKWY
3. Date of Earliest Transaction (MM/DD/YY)
12/31/2022
(Street)
MOUNTAIN VIEW, CA94043
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 182,240 D
Class A Common Stock 337,680 I By Limited Partnership
Class A Common Stock 160,820 I By spouse
Class A Common Stock 734,324 I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust ( 1 )
Class A Common Stock 734,324 I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust ( 2 )
Class A Common Stock 265,676 I 2022 RS Irrevocable Trust UAD 10/28/2022 ( 1 )
Class A Common Stock 265,676 I 2022 VS Irrevocable Trust UAD 10/28/2022 ( 2 )
Class C Capital Stock 265,676 I 2022 RS Irrevocable Trust UAD 10/28/2022 ( 1 )
Class C Capital Stock 265,676 I 2022 VS Irrevocable Trust UAD 10/28/2022 ( 2 )
Class C Capital Stock 734,324 I Vijay Shriram TR UA 09/10/2021 2021 VS Irrevocable Trust ( 2 )
Class C Capital Stock 734,324 I Ram Shriram TR UA 09/10/2021 2021 RS Irrevocable Trust ( 1 )
Class C Capital Stock 338,600 I By Limited Partnership
Class C Capital Stock 264,280 I By Spouse
Class C Capital Stock 344,380 D
Class C Google Stock Units ( 3 ) 800 D
Class C Google Stock Units ( 4 ) 1,760 D
Class C Google Stock Units ( 5 ) 1,840 D
Class C Google Stock Units ( 6 ) 2,740 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Shriram Kavitark Ram
C/O ALPHABET INC.,
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW, CA94043
X
Signatures
/s/ Valentina Margulis, as Attorney-in-Fact for K. Ram Shriram 02/13/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On December 29, 2021, the Reporting Person contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 RS Irrevocable Trust UAD 9/10/2021 (2021 GRAT) of which the Reporting Person is the sole trustee retaining investment control over the shares held by the 2021 GRAT, and the sole recipient of the annuity payments made by the 2021 GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 GRAT, the Reporting Person transferred 265,676 shares of each Class A and Class C stock to his individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 RS Irrevocable Trust UAD 10/28/2022, a new 5-year GRAT (New GRAT), of which he is the sole trustee and the sole recipient of the annuity payments.
( 2 )On December 29, 2021, the Reporting Person's spouse contributed 50,000 shares of each Class A common stock and Class C capital stock to the 2021 VS Irrevocable Trust UAD 9/10/2021 (2021 VS GRAT) of which the Reporting Person's spouse is the sole trustee, and the sole recipient of the annuity payments made by the 2021 VS GRAT. The 50,000 shares of each Class A and Class C were transferred prior to a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022. On November 1, 2022, in satisfaction of the first annual annuity payment from the 2021 VS GRAT, the Reporting Person's spouse transferred 265,676 shares of each Class A and Class C stock to her individual account and immediately transferred the same 265,676 shares of each Class A and Class C stock to the 2022 VS Irrevocable Trust UAD 10/28/2022, a new 5-year VS GRAT (New VS GRAT), of which she is the sole trustee and the sole recipient of the annuity payments.
( 3 )The Class C Google Stock Units (GSU) entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vest. 1/48th of GSU grant will vest on July 25, 2019 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
( 4 )1/48th of GSU grant will vest on July 25, 2020 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
( 5 )1/48th of GSU grant will vest on July 25, 2021 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.
( 6 )1/48th of GSU grant will vest on July 25, 2022 and an additional 1/48th of GSUs will vest monthly thereafter, subject to continued service on the Board on the applicable vesting dates.

Remarks:
The amount of securities beneficially owned as reported in this Form 5 is as of the fiscal year ended December 31, 2022, and therefore reflects the effect of a 20-to-one stock split effected in the form of a one-time special stock dividend on July 15, 2022.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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