Sec Form 3/A Filing - Greenhalgh Michael @ Tabula Rasa HealthCare, Inc. - 2020-03-02

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FORM 3/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Greenhalgh Michael
2. Issuer Name and Ticker or Trading Symbol
Tabula Rasa HealthCare, Inc. [ TRHC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
(Last) (First) (Middle)
228 STRAWBRIDGE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
03/02/2020
(Street)
MOORESTOWN, NJ08057
4. If Amendment, Date Original Filed (MM/DD/YY)
03/10/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 140,684 ( 1 ) ( 2 ) ( 3 ) ( 4 ) ( 5 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Greenhalgh Michael
228 STRAWBRIDGE DRIVE
MOORESTOWN, NJ08057
Chief Operating Officer
Signatures
/s/ Brian W. Adams, by Power of Attorney 04/29/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Mr. Greenhalgh received a restricted stock award of 20,000 shares of the Company's common stock on August 3, 2017. Such common stock vested one-fourth on August 3, 2018 and has continued to vest in equal one-fourth installments each year thereafter.
( 2 )Mr. Greenhalgh received a restricted stock award of 20,000 shares of the Company's common stock on January 2, 2018. Such common stock vested one-fourth on January 2, 2019 and has continued to vest in equal one-fourth installments each year thereafter.
( 3 )Mr. Greenhalgh received a restricted stock award of 14,000 shares of the Company's common stock on February 14, 2019. Such common stock vested one-fourth on January 1, 2020 and has continued to vest in equal one-fourth installments each year thereafter.
( 4 )Mr. Greenhalgh received a restricted stock award of 14,684 shares of the Company's common stock on February 24, 2020. Such common stock will vest in four equal annual installments on January 11, 2021, January 11, 2022, January 11, 2023, and January 11, 2024.
( 5 )This amendment on Form 3/A is being filed to amend the Form 3 filed on March 10, 2020, to correct the amount of securities beneficially owned by the reporting person.

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* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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