Sec Form 4 Filing - HSU CHRISTOPHER P @ Hewlett Packard Enterprise Co - 2017-07-17

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
HSU CHRISTOPHER P
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM Software
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 3000 HANOVER STREET
3. Date of Earliest Transaction (MM/DD/YY)
07/17/2017
(Street)
PALO ALTO, CA94304
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/17/2017 M 64,129 A $ 17.23 64,129 D
Common Stock 07/17/2017 F 33,463 D $ 17.23 30,666 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 1 ) 07/17/2017 M 64,129 ( 2 ) ( 2 ) ( 2 ) Common Stock 64,129 ( 2 ) 0 D
Restricted Stock Units ( 1 ) 07/05/2017 A 77.6585 ( 3 ) ( 3 ) ( 3 ) Common Stock 77.6585 ( 3 ) 21,121.7041 D
Restricted Stock Units ( 1 ) 07/05/2017 A 89.6609 ( 4 ) ( 4 ) ( 4 ) Common Stock 89.6609 ( 4 ) 24,172.6609 D
Restricted Stock Units ( 1 ) 07/05/2017 A 522.9968 ( 5 ) ( 5 ) ( 5 ) Common Stock 522.9968 ( 5 ) 139,361.019 D
Restricted Stock Units ( 1 ) 07/05/2017 A 170.1051 ( 6 ) ( 6 ) ( 6 ) Common Stock 170.1051 ( 6 ) 45,325.803 D
Restricted Stock Units ( 1 ) 07/05/2017 A 409.4079 ( 7 ) ( 7 ) ( 7 ) Common Stock 409.4079 ( 7 ) 107,790.612 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
HSU CHRISTOPHER P
C/O HEWLETT PACKARD ENTERPRISE COMPANY
3000 HANOVER STREET
PALO ALTO, CA94304
EVP, GM Software
Signatures
Derek Windham as Attorney-in-Fact for Christopher P. Hsu 07/19/2017
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 2 )As previously reported, on 07/17/14, the reporting person was granted 77,500 restricted stock units ("RSUs"), 25,833 of which vested on 07/17/15, 46,461 of which vested on 07/17/16, and 61,176 of which vested on 07/17/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The dividend equivalent rights being reported include 234.7367 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17, and the number of derivative securities in column 5 includes 2,953 vested dividend equivalent rights and a de minimus adjustment of 0.3517 due to fractional rounding of the dividend equivalent rights.
( 3 )As previously reported, on 12/10/14, the reporting person was granted 25,641 RSUs, 8,547 of which vested early on 09/17/15, and 15,887 of which vested on 12/10/16, and 20,239 of which will vest on 12/10/17. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 77.6585 dividend equivalent rights being reported reflect 77.6585 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
( 4 )As previously reported, on 05/27/15, the reporting person was granted 29,603 RSUs, 17,747 of which vested on 05/27/16, 23,366 of which will vest on 05/27/17, and 23,367 of which will vest on 05/27/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 89.6609 dividend equivalent rights being reported reflect 89.6609 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
( 5 )As previously reported, on 11/02/15, the reporting person was granted 155,280 RSUs, 51,760 of which vested on 11/02/16, 68,150 of which will vest on 11/02/17, and 68,151 of which will vest on 11/02/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 522.9968 dividend equivalent rights being reported reflect 522.9968 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
( 6 )As previously reported, on 12/09/15 the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/09/16, 22,166 of which will vest on each of 12/09/17 and 12/09/18. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 170.1051 dividend equivalent rights being reported reflect 170.1051 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.
( 7 )As previously reported, on 12/07/16 the reporting person was granted 81,037 RSUs, 35,566 of which will vest on each of 12/07/17, 12/07/18, and 12/17/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The 409.4079 dividend equivalent rights being reported reflect 409.4079 dividend equivalent rights at $16.94 per RSU credited to the reporting person's account on 07/05/17.

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