Sec Form 4 Filing - MacDonald Neil B @ Hewlett Packard Enterprise Co - 2023-12-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
MacDonald Neil B
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM of Compute
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E MOSSY OAKS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/07/2023
(Street)
SPRING, TX77389
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 67,760.799 ( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 07/14/2023 A 296.921 ( 3 ) ( 3 ) ( 3 ) Common Stock 296.921 ( 3 ) 22,614.9691 D
Restricted Stock Units ( 2 ) 07/14/2023 A 935.9481 ( 4 ) ( 4 ) ( 4 ) Common Stock 935.9481 ( 4 ) 69,077.6666 D
Restricted Stock Units ( 2 ) 07/14/2023 A 1,988.2347 ( 5 ) ( 5 ) ( 5 ) Common Stock 1,988.2347 ( 5 ) 142,159.5866 D
Restricted Stock Units ( 2 ) 12/07/2023 A 155,087 ( 6 ) ( 6 ) ( 6 ) Common Stock 155,087 ( 6 ) 155,087 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
MacDonald Neil B
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD
SPRING, TX77389
EVP, GM of Compute
Signatures
Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald 12/11/2023
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The total beneficial ownership includes the acquisition of 8.1410 shares at $16.9877 per share received on 07/18/23 through dividends paid in shares, and 8.2780 shares at $16.8239 per share received on 07/18/23 through dividends paid in shares.
( 2 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 3 )As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 146.72440 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 150.19660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
( 4 )As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 462.50150 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 473.44660 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
( 5 )As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which will vest on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 982.49200 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, and 1,005.74270 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23.
( 6 )On 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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