Sec Form 4 Filing - SCHULTZ JOHN F @ Hewlett Packard Enterprise Co - 2022-06-21

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SCHULTZ JOHN F
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, COLO
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E. MOSSY OAKS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
06/21/2022
(Street)
HOUSTON, TX77389
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 239,621.4211( 1 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units ( 2 ) 04/08/2022 A 262.882( 3 ) ( 3 ) ( 3 ) Common Stock 262.882 ( 3 ) 38,686.9573 D
Restricted Stock Units ( 2 ) 04/08/2022 A 850.8969( 4 ) ( 4 ) ( 4 ) Common Stock 850.8969 ( 4 ) 119,854.6307 D
Restricted Stock Units ( 2 ) 04/08/2022 A 1,211.5453( 5 ) ( 5 ) ( 5 ) Common Stock 1,211.5453 ( 5 ) 164,899.2423 D
Restricted Stock Units ( 2 ) 06/21/2022 A 32,510( 6 ) ( 6 ) ( 6 ) Common Stock 32,510 ( 6 ) 32,510 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SCHULTZ JOHN F
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E. MOSSY OAKS ROAD
HOUSTON, TX77389
EVP, COLO
Signatures
Derek Windham as Attorney-in-Fact for John F. Schultz 06/23/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The total beneficial ownership includes 546.4495 shares at $14.64 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/22 with respect to shares held under the ESPP. The total beneficial ownership also includes the acquisition of 4.7190 shares at $16.0544 per share received on 04/12/22 through dividends paid in shares.
( 2 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 3 )As previously reported, on 12/10/19 the reporting person was granted 110,480 Restricted Stock Units ("RSUs"), 36,826 of which vested on 12/10/20, and 36,827 of which vested on 12/10/21 and 35,270 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 262.8820 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
( 4 )As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 850.8969 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
( 5 )As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,211.5453 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22.
( 6 )On 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which will vest on 12/09/22, and 10,837 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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