Sec Form 4 Filing - Black Thomas E Jr @ Hewlett Packard Enterprise Co - 2022-06-07

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Black Thomas E Jr
2. Issuer Name and Ticker or Trading Symbol
Hewlett Packard Enterprise Co [ HPE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
EVP, GM, Storage
(Last) (First) (Middle)
C/O HEWLETT PACKARD ENTERPRISE COMPANY, 1701 E MOSSY OAKS ROAD
3. Date of Earliest Transaction (MM/DD/YY)
06/07/2022
(Street)
SPRING, TX77389
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/07/2022 M 11,348 A $ 12.36 11,348 D
Common Stock 06/07/2022 S 11,348 D $ 15.2601( 1 ) 0 D
Common Stock 06/07/2022 M 16,999 A $ 8.83 16,999 D
Common Stock 06/07/2022 S 16,999 D $ 15.2601( 1 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 12.36 06/07/2022 M 11,348 09/17/2015( 2 ) 12/10/2022( 3 ) Common Stock 11,348 $ 0 0 D
Employee Stock Option (right to buy) $ 8.83 06/07/2022 M 16,999 12/09/2016( 2 ) 12/09/2023( 3 ) Common Stock 16,999 $ 0 0 D
Restricted Stock Units ( 4 ) 01/07/2022 A 243.4118( 5 ) ( 5 ) ( 5 ) Common Stock 243.4118 ( 5 ) 18,407.4118 D
Restricted Stock Units ( 4 ) 01/07/2022 A 596.4779( 6 ) ( 6 ) ( 6 ) Common Stock 596.4779 ( 6 ) 43,251.4779 D
Restricted Stock Units ( 4 ) 01/07/2022 A 1,410.1396( 7 ) ( 7 ) ( 7 ) Common Stock 1,410.1396 ( 7 ) 98,939.1396 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Black Thomas E Jr
C/O HEWLETT PACKARD ENTERPRISE COMPANY
1701 E MOSSY OAKS ROAD
SPRING, TX77389
EVP, GM, Storage
Signatures
Derek Windham as Attorney-in-Fact for Thomas E Black Jr 06/09/2022
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.260-$15.2650. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
( 2 )This option became exercisable beginning on this date and is fully vested.
( 3 )This option is no longer exercisable beginning on this date.
( 4 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
( 5 )As previously reported, on 12/10/19, the reporting person was granted 50,505 Restricted Stock Units ("RSUs"), 16,835 of which vested on 12/10/20, and 16,835 of which vested on 12/10/21, and 16,835 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.9335 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 125.4783 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
( 6 )As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which vested on 12/10/21, and 20,627 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 288.9947 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 307.4832 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.
( 7 )As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which will vest on 12/09/22, and 32,510 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 683.2154 dividend equivalent rights at $17.130 per RSU credited to the reporting person's account on 01/07/22, and 726.9242 dividend equivalent rights at $16.100 per RSU credited to the reporting person's account on 04/08/22.

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