Sec Form 4 Filing - SCHULTZ JOHN F @ Hewlett Packard Enterprise Co - 2021-12-09

FORM 4 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person SCHULTZ JOHN F 2. Issuer Name and Ticker or Trading Symbol Hewlett Packard Enterprise Co [ HPE] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) EVP, COLO (Last) (First) (Middle) C/O HEWLETT PACKARD ENTERPRISE COMPANY, 11445 COMPAQ CENTER DRIVE WEST 3. Date of Earliest Transaction (MM/DD/YY) 12/09/2021 (Street) HOUSTON, TX77070 4. If Amendment, Date Original Filed (MM/DD/YY) 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Common Stock 12/09/2021 A 66,002( 2 ) A $ 15.38 78,989.8816( 1 ) D Common Stock 12/09/2021 F 25,445 D $ 15.38 53,544.8816 D Common Stock 12/09/2021 A 47,682( 3 ) A $ 15.38 101,226.8816 D Common Stock 12/09/2021 F 22,530 D $ 15.38 78,696.8816 D Common Stock 12/10/2021 M 37,177 A $ 15.21 115,873.8816 D Common Stock 12/10/2021 F 17,742 D $ 15.21 98,131.8816 D Common Stock 12/10/2021 M 4,073 A $ 15.21 102,204.8816 D Common Stock 12/10/2021 F 1,944 D $ 15.21 100,260.8816 D Common Stock 12/10/2021 M 36,827 A $ 15.21 137,087.8816 D Common Stock 12/10/2021 F 17,234 D $ 15.21 119,853.8816 D Common Stock 12/10/2021 M 2,908 A $ 15.21 122,761.8816 D Common Stock 12/10/2021 F 1,361 D $ 15.21 121,400.8816 D Common Stock 12/10/2021 M 59,474 A $ 15.21 180,874.8816 D Common Stock 12/10/2021 F 26,178 D $ 15.21 154,696.8816 D Common Stock 12/10/2021 M 2,022 A $ 15.21 156,718.8816 D Common Stock 12/10/2021 F 890 D $ 15.21 155,828.8816 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Units ( 4 ) 12/10/2021 M 37,177( 5 ) ( 5 ) ( 5 ) Common Stock 37,177 ( 5 ) 0 D Restricted Stock Units ( 4 ) 07/07/2021 A 2,077.98( 6 ) ( 6 ) ( 6 ) Common Stock 2,077.98 ( 6 ) 138,056.7092 D Restricted Stock Units ( 4 ) 12/10/2021 M 36,827( 7 ) ( 7 ) ( 7 ) Common Stock 36,827 ( 7 ) 39,734 D Restricted Stock Units ( 4 ) 12/10/2021 M 59,474( 8 ) ( 8 ) ( 8 ) Common Stock 59,474 ( 8 ) 122,992 D Restricted Stock Units ( 4 ) 12/09/2021 A 162,549( 9 ) ( 9 ) ( 9 ) Common Stock 162,549 ( 9 ) 162,549 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other SCHULTZ JOHN F C/O HEWLETT PACKARD ENTERPRISE COMPANY 11445 COMPAQ CENTER DRIVE WEST HOUSTON, TX77070 EVP, COLO Signatures Derek Windham as Attorney-in-Fact for John F. Schultz 12/13/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares. ( 2 )As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. ( 3 )On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock. ( 4 )Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. ( 5 )As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend. ( 6 )As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. ( 7 )As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend. ( 8 )As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend. ( 9 )On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.

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