Sec Form 3 Filing - Quinn William P. @ Bolt Biotherapeutics, Inc. - 2021-02-04

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Quinn William P.
2. Issuer Name and Ticker or Trading Symbol
Bolt Biotherapeutics, Inc. [ BOLT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
C/O BOLT BIOTHERAPEUTICS, INC., 900 CHESAPEAKE DRIVE
3. Date of Earliest Transaction (MM/DD/YY)
02/04/2021
(Street)
REDWOOD CITY, CA94063
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12,698 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $ 2.8 ( 1 ) 07/28/2030 Common Stock 152,301 D
Stock Option (Right to Buy) $ 4.34 ( 2 ) 09/02/2030 Common Stock 35,714 D
Stock Option (Right to Buy) $ 4.34 ( 3 ) 09/02/2030 Common Stock 42,857 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Quinn William P.
C/O BOLT BIOTHERAPEUTICS, INC.
900 CHESAPEAKE DRIVE
REDWOOD CITY, CA94063
Chief Financial Officer
Signatures
/s/ Brian Woodard, Attorney-in-Fact 02/04/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )For so long as the Reporting Person continuously provides services to the Issuer, this option will vest with respect to the shares as follows: (a) 28,551 of the shares on the one (1) year anniversary of May 4, 2020 (the "Vesting Commencement Date"); and (b) thereafter, an additional 1/36th of the remaining shares will vest upon the Reporting Person completing each month of continuous service following the first one (1) year anniversary of the Vesting Commencement Date.
( 2 )This shares subject to this option vests over a four-year period with 6,696 shares vesting on June 3, 2021 and the remainder vesting monthly over 39 months from June 3, 2021, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date.
( 3 )This shares subject to this option vests over a four-year period with 3,751 shares vesting on May 15, 2021 and the remainder vesting monthly over 44 months from May 15, 2021, subject to the Reporting Person continuing to be a service provider to the Issuer through each such date.

Remarks:
Exhibit 24 - Power of Attorney

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