Sec Form 3 Filing - Gunther Dale O. @ Altabancorp - 2020-06-12

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Gunther Dale O.
2. Issuer Name and Ticker or Trading Symbol
Altabancorp [ PUB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O MARCUS WILLIAMS, BUCHALTER, 1000 WILSHIRE SUITE 1500
3. Date of Earliest Transaction (MM/DD/YY)
06/12/2020
(Street)
LOS ANGELES, CA90017
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock ( 1 ) ( 2 ) 109,305 D ( 3 )
Common Stock ( 1 ) ( 2 ) 531,696 I See footnote ( 4 )
Common Stock ( 1 ) ( 2 ) 638,716 I See footnote ( 5 )
Common Stock ( 1 ) ( 2 ) 445,984 I See footnote ( 6 )
Common Stock ( 1 ) ( 2 ) 72,324 D ( 7 )
Common Stock ( 1 ) ( 2 ) 9,871 D ( 8 )
Common Stock ( 1 ) ( 2 ) 4,658 D ( 9 )
Common Stock ( 1 ) ( 2 ) 11,500 D ( 10 )
Common Stock ( 1 ) ( 2 ) 30,000 I See footnote ( 11 )
Common Stock ( 1 ) ( 2 ) 14,800 D ( 12 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Gunther Dale O.
C/O MARCUS WILLIAMS, BUCHALTER
1000 WILSHIRE SUITE 1500
LOS ANGELES, CA90017
X
DRG PARTNERS, LLC
856 EAST 700 NORTH
AMERICAN FORK, UT84003
X
RASPBERRY TRUST
240 WEST MAIN STREET
AMERICAN FORK, UT84003
X
GUNTHER LEGACY TRUST
689 NORTH 900 EAST
AMERICAN FORK, UT84003
X
GUNTHER RUSSELL
81 SOUTH 700 EAST
AMERICAN FORK, UT84003
X
GUNTHER JACOB
33 EAST MAIN STREET
AMERICAN FORK, UT84003
X
GUNTHER HUDSON
33 EAST MAIN STREET
AMERICAN FORK, UT84003
X
GUNTHER KIMBALL
81 SOUTH 700 EAST
AMERICAN FORK, UT84003
X
MARY G. MILLER REVOCABLE TRUST
4785 KILLARNEY DR.
HIGHLAND, UT84602
X
MILLER DEREK GUNTHER
5807 SOUTH WOODLAWN AVE
CHICAGO, IL60637
X
Signatures
/s/ Dale O. Gunther 07/09/2020
Signature of Reporting Person Date
/s/ Dale O. Gunther - Manager 07/09/2020
Signature of Reporting Person Date
/s/ Dale O. Gunther - Attorney-in-Fact 07/09/2020
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer?s outstanding shares of Common Stock as disclosed in a Schedule 13D, filed on behalf of the Reporting Persons on June 12, 2020. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer?s outstanding shares of Common Stock. To enable all of the Reporting Persons to gain access to the SEC?s electronic filing systems (which only accepts a maximum of 10 joint filers per report), this report is the first of four reports being filed with the SEC relating to the Schedule 13D filed by Dale O. Gunther and the other Reporting Persons on June 12, 2020.
( 2 )Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or her or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
( 3 )Shares of Common Stock beneficially owned by Dale O. Gunther.
( 4 )Shares of Common Stock beneficially owned by DRG Partners, LLC, a Utah limited liability company, of which Dale O. Gunther is the manager with sole voting and dispositive power.
( 5 )Shares of Common Stock beneficially owned by The Raspberry Trust, a Utah trust, of which an independent trustee serves as trustee and Dale O. Gunther exercises sole voting power.
( 6 )Shares of Common Stock beneficially owned by the Gunther Legacy Trust, a Utah trust, of which the following are trustees sharing voting and dispositive power: Chantel Gunther, W. Bruce Miller, Brett D. Christiansen, Holli Gunther, Christian Gunther, Orrin Porter Rockwell, and Ryan Thompson.
( 7 )Shares of Common Stock beneficially owned by Russell Gunther.
( 8 )Shares of Common Stock beneficially owned by Jacob Gunther.
( 9 )Shares of Common Stock beneficially owned by Hudson Gunther.
( 10 )Shares of Common Stock beneficially owned by Kimball Gunther.
( 11 )Shares of Common Stock beneficially owned by Kimball Gunther.
( 12 )Shares of Common Stock beneficially owned by Derek Gunther Miller.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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