Sec Form 3 Filing - SVF Investments (UK) Ltd @ Roivant Sciences Ltd. - 2021-10-01

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SVF Investments (UK) Ltd
2. Issuer Name and Ticker or Trading Symbol
Roivant Sciences Ltd. [ ROIV]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
69 GROSVENOR STREET
3. Date of Earliest Transaction (MM/DD/YY)
10/01/2021
(Street)
LONDON, X0W1K3JP
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 99,375,586 I See footnote ( 1 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SVF Investments (UK) Ltd
69 GROSVENOR STREET
LONDON, X0W1K3JP
X
SoftBank Vision Fund L.P.
AZTEC GROUP HOUSE 11-15 SEATON PLACE
ST. HELIER, Y9JE40QH
X
SVF GP (Jersey) Ltd
AZTEC GROUP HOUSE 11-15 SEATON PLACE
ST. HELIER, Y9JE40QH
X
SVF Holdings (UK) LLP
69 GROSVENOR STREET
LONDON, X0W1K3JP
X
SB INVESTMENT ADVISERS (UK) LTD
69 GROSVENOR STREET,
LONDON, X0W1K 3JP
X
Signatures
SVF Investments (UK) Limited, By: SB Investment Advisers (UK) Limited, its Manager, /s/ Brian Wheeler, as General Counsel 10/01/2021
Signature of Reporting Person Date
SVF Holdings (UK) LLP, By: SB Investment Advisers (UK) Limited, its Manager, /s/ Brian Wheeler, as General Counsel 10/01/2021
Signature of Reporting Person Date
SoftBank Vision Fund LP, By: SB Investment Advisers (UK) Limited, its Manager, /s/ Brian Wheeler, as General Counsel 10/01/2021
Signature of Reporting Person Date
SVF GP (Jersey) Limited, By: /s/ Simon King, as Director 10/01/2021
Signature of Reporting Person Date
SB Investment Advisers (UK) Limited, By: /s/ Brian Wheeler, as General Counsel 10/01/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Securities held of record by SVF Investments (UK) Limited. SVF GP (Jersey) Limited is the general partner of Softbank Vision Fund LP, which is the managing member of SVF Holdings (UK) LLP, which is the sole owner of SVF Investments (UK) Limited. SB Investment Advisers (UK) Limited ("SBIA UK") has been appointed by SVF GP (Jersey) Limited as the alternative investment fund manager ("AIFM") of SoftBank Vision Fund LP. SBIA UK is authorized and regulated by the UK Financial Conduct Authority and is exclusively responsible for making all decisions related to the acquisition, structuring, financing and disposal of SoftBank Vision Fund LP's investments.

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