Sec Form 4 Filing - Thomas Vinu @ Presidio, Inc. - 2019-12-19

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Thomas Vinu
2. Issuer Name and Ticker or Trading Symbol
Presidio, Inc. [ PSDO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Technology Officer
(Last) (First) (Middle)
ONE PENN PLAZA, SUITE 2832
3. Date of Earliest Transaction (MM/DD/YY)
12/19/2019
(Street)
NEW YORK,, NY10119
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/19/2019 D 2,384 D $ 16.6 ( 1 ) 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 5 12/19/2019 D 17,500 ( 2 ) ( 3 ) 03/11/2025 Common Stock 17,500 ( 3 ) 17,500 D
Employee Stock Option (right to buy) $ 5 12/19/2019 D 8,750 ( 2 ) ( 3 ) 03/11/2025 Common Stock 8,750 ( 3 ) 8,750 D
Employee Stock Option (right to buy) $ 5 12/19/2019 D 8,750 ( 2 ) ( 3 ) 03/11/2025 Common Stock 8,750 ( 3 ) 0 D
Employee Stock Option (right to buy) $ 8.75 12/19/2019 D 17,500 ( 2 ) ( 3 ) 02/26/2026 Common Stock 17,500 ( 3 ) 17,500 D
Employee Stock Option (right to buy) $ 8.75 12/19/2019 D 8,750 ( 2 ) ( 3 ) 02/26/2026 Common Stock 8,750 ( 3 ) 8,750 D
Employee Stock Option (right to buy) $ 8.75 12/19/2019 D 8,750 ( 2 ) ( 3 ) 02/26/2026 Common Stock 8,750 ( 3 ) 0 D
Employee Stock Option (right to buy) $ 10.98 12/19/2019 D 13,660 ( 2 ) ( 3 ) 11/21/2026 Common Stock 13,660 ( 3 ) 40,984 D
Employee Stock Option (right to buy) $ 10.98 12/19/2019 D 27,322 ( 2 ) ( 3 ) 11/21/2026 Common Stock 27,322 ( 3 ) 13,662 D
Employee Stock Option (right to buy) $ 10.98 12/19/2019 D 13,662 ( 2 ) ( 3 ) 11/21/2026 Common Stock 13,662 ( 3 ) 0 D
Employee Stock Option (right to buy) $ 14 12/19/2019 D 90,000 ( 2 ) ( 3 ) 03/09/2027 Common Stock 90,000 ( 3 ) 0 D
Employee Stock Option (right to buy) $ 14.77 12/19/2019 D 100,000 ( 2 ) ( 3 ) 08/13/2028 Common Stock 100,000 ( 3 ) 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Thomas Vinu
ONE PENN PLAZA, SUITE 2832
NEW YORK,, NY10119
Chief Technology Officer
Signatures
/s/ Vinu Thomas 12/23/2019
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Pursuant to that certain Agreement and Plan of Merger, dated as of August 14, 2019, as amended on September 25, 2019 (the "Merger Agreement"), by and among Presidio, Inc. ("Presidio"), BCEC - Port Holdings (Delaware), LP ("Parent") and Port Merger Sub, Inc., each share of common stock of Presidio issued and outstanding at the effective time was converted into the right to receive $16.60 in cash, without interest (the "Merger Consideration").
( 2 )Pursuant to that certain Subscription Agreement by and between Vinu Thomas and Parent, dated December 19, 2019, Mr. Thomas reinvested $250,000 of his total net option proceeds in exchange for a number of Class A-2 limited partnership units of Parent.
( 3 )Pursuant to the Merger Agreement, each Presidio stock option outstanding, whether vested or unvested, immediately prior to the effective time was accelerated and canceled in exchange for the excess, if any, of the Merger Consideration, less the applicable option exercise price (and less any applicable tax withholdings).

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