Sec Form 4 Filing - Woiwode Thomas @ Audentes Therapeutics, Inc. - 2016-07-25

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Woiwode Thomas
2. Issuer Name and Ticker or Trading Symbol
Audentes Therapeutics, Inc. [ BOLD]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
ONE SANSOME STREET, SUITE 3630
3. Date of Earliest Transaction (MM/DD/YY)
07/25/2016
(Street)
SAN FRANCISCO, CA94104
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/25/2016 C 1,081,477 A 1,081,477 I By Versant Venture Capital IV, L.P. ( 2 )
Common Stock 07/25/2016 C 480,856 A 1,562,333 I By Versant Venture Capital IV, L.P. ( 2 )
Common Stock 07/25/2016 C 198,410 A 1,760,743 I By Versant Venture Capital IV, L.P. ( 2 )
Common Stock 07/25/2016 C 6,811 A 6,811 I By Versant Side Fund IV, L.P. ( 5 )
Common Stock 07/25/2016 C 3,029 A 9,840 I By Versant Side Fund IV, L.P. ( 5 )
Common Stock 07/25/2016 C 1,249 A 11,089 I By Versant Side Fund IV, L.P. ( 5 )
Common Stock 07/25/2016 P 34,781 A $ 15 1,795,524 I By Versant Venture Capital IV, L.P. ( 2 )
Common Stock 07/25/2016 P 219 A $ 15 11,308 I By Versant Side Fund IV, L.P. ( 5 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock ( 1 ) 07/25/2016 C 1,081,477 ( 1 ) ( 1 ) Common Stock 1,081,477 ( 1 ) 0 I By Versant Venture Capital IV, L.P. ( 2 )
Series B Preferred Stock ( 3 ) 07/25/2016 C 480,856 ( 3 ) ( 3 ) Common Stock 480,856 ( 3 ) 0 I By Versant Venture Capital IV, L.P. ( 2 )
Series C Preferred Stock ( 4 ) 07/25/2016 C 198,410 ( 4 ) ( 4 ) Common Stock 198,410 ( 4 ) 0 I By Versant Venture Capital IV, L.P. ( 2 )
Series A Preferred Stock ( 1 ) 07/25/2016 C 6,811 ( 1 ) ( 1 ) Common Stock 6,811 ( 1 ) 0 I By Versant Side Fund IV, L.P. ( 5 )
Series B Preferred Stock ( 3 ) 07/25/2016 C 3,029 ( 3 ) ( 3 ) Common Stock 3,029 ( 3 ) 0 I By Versant Side Fund IV, L.P. ( 5 )
Series C Preferred Stock ( 4 ) 07/25/2016 C 1,249 ( 4 ) ( 4 ) Common Stock 1,249 ( 4 ) 0 I By Versant Side Fund IV, L.P. ( 5 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Woiwode Thomas
ONE SANSOME STREET, SUITE 3630
SAN FRANCISCO, CA94104
X
Signatures
/s/ Thomas Soloway as attorney-in-fact for Thomas Woiwode, Ph.D. 07/25/2016
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Each share of the issuer's Series A Preferred Stock automatically conve rted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its firm commitment initial public offering (the "IPO") pursuant to a registration statement on Form S-1 (File No. 333-208842) under the Securities Act of 1933, as amended (the "Registration Statement"), and had no expiration date.
( 2 )These securities are held of record by Versant Venture Capital IV, L.P. ("VVC IV"). Versant Ventures IV, LLC ("VV IV") is the sole general partner of VVC IV. The reporting person, together with each of Brian Atwood, Bradley Bolzon, Samuel Colella, Ross Jaffe, William Link, Kirk Nielsen, Robin Praeger, Rebecca Robertson and Charles Warden, are directors or members of VV IV and may be deemed to share voting and dispositive power over the securities held by VVC IV and as a result may be deemed to have beneficial ownership over such securities. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
( 3 )Each share of the issuer's Series B Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
( 4 )Each share of the issuer's Series C Preferred Stock automatically converted into 1 share of the issuer's Common Stock on July 25, 2016 in connection with the closing of the issuer's sale of its Common Stock in its IPO pursuant to the Registration Statement, and had no expiration date.
( 5 )These securities are held of record by Versant Side Fund IV, L.P. ("VSF IV"). VV IV is the sole general partner of VSF IV. The reporting person, together with each of Brian Atwood, Bradley Bolzon, Samuel Colella, Ross Jaffe, William Link, Kirk Nielsen, Robin Praeger, Rebecca Robertson and Charles Warden, are directors or members of VV IV and may be deemed to share voting and dispositive power over the securities held by VSF IV and as a result may be deemed to have beneficial ownership over such securities. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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