|
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g.
, puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
|
2. Conversion or Exercise Price of Derivative Security
|
3. Transaction Date (MM/DD/YY)
|
3A. Deemed Execution Date, if any (MM/DD/YY)
|
4. Transaction Code
(Instr. 8)
|
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
|
6. Date Exercisable and Expiration Date
(MM/DD/YY)
|
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
|
8. Price of Derivative Security
(Instr. 5)
|
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
|
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
|
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
|
Code
|
V
|
(A)
|
(D)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Series A-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
70,891 |
(
1
) |
(
1
) |
Common Stock |
70,891 |
$
0 |
0 |
I |
Held directly by Sigma Associates 6, L.P. (
2
) |
Series A-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
12,761 |
(
1
) |
(
1
) |
Common Stock |
12,761 |
$
0 |
0 |
I |
Held directly by Sigma Investors 6, L.P. (
2
) |
Series A-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
890,123 |
(
1
) |
(
1
) |
Common Stock |
890,123 |
$
0 |
0 |
I |
Held directly by Sigma Partners 6, L.P. (
2
) |
Series A-2 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
875,732 |
(
1
) |
(
1
) |
Common Stock |
875,732 |
$
0 |
0 |
I |
Held directly by Sigma Associates 6, L.P. (
2
) |
Series A-2 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
155,356 |
(
1
) |
(
1
) |
Common Stock |
155,356 |
$
0 |
0 |
I |
Held directly by Sigma Investors 6, L.P. (
2
) |
Series A-2 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
10,669,617 |
(
1
) |
(
1
) |
Common Stock |
10,669,617 |
$
0 |
0 |
I |
Held directly by Sigma Partners 6, L.P. (
2
) |
Series B-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
45,128 |
(
1
) |
(
1
) |
Common Stock |
45,128 |
$
0 |
0 |
I |
Held directly by Sigma Associates 6, L.P. (
2
) |
Series B-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
8,235 |
(
1
) |
(
1
) |
Common Stock |
8,235 |
$
0 |
0 |
I |
Held directly by Sigma Investors 6, L.P. (
2
) |
Series B-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
595,028 |
(
1
) |
(
1
) |
Common Stock |
595,028 |
$
0 |
0 |
I |
Held directly by Sigma Partners 6, L.P. (
2
) |
Series A-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
173,917 |
(
1
) |
(
1
) |
Common Stock |
173,917 |
$
0 |
0 |
I |
Held directly by Martis Creek Investments, L.P. - Fund 5 (
3
) |
Series A-2 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
559,863 |
(
1
) |
(
1
) |
Common Stock |
559,863 |
$
0 |
0 |
I |
Held directly by Martis Creek Investments, L.P. - Fund 5 (
3
) |
Series B-1 Preferred Stock |
$
0 (
1
) |
10/05/2018 |
|
C |
|
|
34,715 |
(
1
) |
(
1
) |
Common Stock |
34,715 |
$
0 |
0 |
I |
Held directly by Martis Creek Investments, L.P. - Fund 5 (
3
) |
|