Sec Form 4 Filing - Meyer Daniel Harris @ Shake Shack Inc. - 2021-03-01

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Meyer Daniel Harris
2. Issuer Name and Ticker or Trading Symbol
Shake Shack Inc. [ SHAK]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O SHAKE SHACK INC., 225 VARICK STREET, SUITE 301
3. Date of Earliest Transaction (MM/DD/YY)
03/01/2021
(Street)
NEW YORK, NY10014
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock, par value $0.001 per share 03/01/2021 S 4,035 ( 1 ) ( 2 ) D $ 113.8457 661,076 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 03/01/2021 S 10,424 ( 2 ) ( 4 ) D $ 114.7429 650,652 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 03/01/2021 S 31,919 ( 2 ) ( 5 ) D $ 115.9568 618,733 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 03/01/2021 S 32,047 ( 2 ) ( 6 ) D $ 116.7278 586,686 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 03/01/2021 S 26,476 ( 2 ) ( 7 ) D $ 117.7275 560,210 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 03/01/2021 S 5,099 ( 2 ) ( 8 ) D $ 118.4477 555,111 I BY TRUST ( 3 )
Class A Common Stock, par value $0.001 per share 1,305,306 I BY TRUST ( 9 )
Class A Common Stock, par value $0.001 per share 985 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Meyer Daniel Harris
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY10014
X X
DANIEL H. MEYER 2012 GIFT TRUST U/A/D 10/31/12
C/O SHAKE SHACK INC.,
225 VARICK STREET, SUITE 301
NEW YORK, NY10014
X
MEYER AUDREY H
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY10014
X
McQuinn Michael C
C/O SHAKE SHACK INC.
225 VARICK STREET, SUITE 301
NEW YORK, NY10014
X
Signatures
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Daniel H. Meyer 03/03/2021
Signature of Reporting Person Date
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for DHM 2012 Gift Trust U/A/D 10/31/12 03/03/2021
Signature of Reporting Person Date
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Audrey H. Meyer 03/03/2021
Signature of Reporting Person Date
/s/ Ronald Palmese, Jr., Esq., Attorney-in-Fact for Michael C. McQuinn 03/03/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The transaction was executed in multiple trades at prices ranging from $113.25 to $114.2499. The price reported above reflects the weighted average sales price.
( 2 )The Daniel H. Meyer Investment Trust (the "Investment Trust") hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
( 3 )Shares of Class A common stock ("Class A Stock") of the Issuer were disposed of by Mr. Meyer through the Investment Trust pursuant to a 10b5-1 trading plan entered into on December 14, 2020. Mr. Meyer is the grantor, trustee and beneficiary of the Investment Trust. Mr. Meyer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
( 4 )The transaction was executed in multiple trades at prices ranging from $114.25 to $115.2499. The price reported above reflects the weighted average sales price.
( 5 )The transaction was executed in multiple trades at prices ranging from $115.25 to $116.2499. The price reported above reflects the weighted average sales price.
( 6 )The transaction was executed in multiple trades at prices ranging from $116.25 to $117.2499. The price reported above reflects the weighted average sales price.
( 7 )The transaction was executed in multiple trades at prices ranging from $117.25 to $118.2499. The price reported above reflects the weighted average sales price.
( 8 )The transaction was executed in multiple trades at prices ranging from $118.25 to $118.95. The price reported above reflects the weighted average sales price.
( 9 )Represents shares of Class A Stock of the Issuer held by the DHM 2012 Gift Trust, of which Mr. Meyer's spouse is a co-trustee and beneficiary. Mr. McQuinn is a co-trustee. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of such Reporting Persons' pecuniary interest therein.

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