Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
- Peter Lynch
What is insider trading>>
Here is the list of insider trading transaction codes
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||
| ||||||||||||||||||||||||
| ||||||||||||||||||||||||
|
Remarks: Matthew H. Nord is associated with Apollo Management, L.P. ("Apollo Management") and its affiliate, Apollo Management Holdings, L.P. ("Management Holdings"). Affiliates of Apollo Management and Management Holdings serve as managers and general partners of various entities that hold shares of common stock, par value $0.0001, of Exela Technologies, Inc. (the "Issuer"). As such, Apollo Management, Management Holdings and those affiliates may be deemed to beneficially own the shares of common stock of the Issuer held by the entities directly or indirectly managed or advised by the affiliates of Apollo Management or Management Holdings. This report does not include any securities of the Issuer held by any such entities or that may be deemed to be beneficially owned by Apollo Management, Management Holdings or any of their affiliates, and Mr. Nord disclaims beneficial ownership of all such securities. This report shall not be deemed an admission that Mr. Nord is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.