Sec Form 4 Filing - GOMO STEVEN J @ Nutanix, Inc. - 2021-10-05

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
GOMO STEVEN J
2. Issuer Name and Ticker or Trading Symbol
Nutanix, Inc. [ NTNX]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O NUTANIX, INC., 1740 TECHNOLOGY DR., SUITE 150
3. Date of Earliest Transaction (MM/DD/YY)
10/05/2021
(Street)
SAN JOSE, CA95110
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/05/2021 G 80 ( 1 ) D $ 0 32,462 ( 2 ) I by Trust 1
Class A Common Stock 10/06/2021 G 3,200 ( 1 ) D $ 0 29,262 I by Trust 1
Class A Common Stock 10/25/2021 G 300 ( 1 ) D $ 0 28,962 I by Trust 1
Class A Common Stock 03/01/2024 S 25,000 D $ 64.1086 ( 3 ) 3,962 ( 4 ) I by Trust 1
Class A Common Stock 96,200 ( 5 ) I by Trust 2
Class A Common Stock 6,088 ( 6 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
GOMO STEVEN J
C/O NUTANIX, INC.
1740 TECHNOLOGY DR., SUITE 150
SAN JOSE, CA95110
X
Signatures
/s/ Raymond Hum, Attorney in Fact 03/05/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Reflects a gift to a donor advised fund that was not previously reported.
( 2 )Includes an aggregate of 32,462 shares transfered from the Reporting Person to The Steven & Chris Gomo Trust ("Trust 1"). Such transfers did not change the Reporting Person's pecuniary interest in the securities, and the Reporting Person's ownership changed from direct to indirect ownership. The Reporting Person's Form 4 filed on December 12, 2023 overreported the amount of shares beneficially owned by 9 shares. The Reporting Person's beneficial ownership has been corrected on this Form 4.
( 3 )The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.10 to $64.21 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
( 4 )Reflects total number of shares held by Trust 1 as of the date of this report, following the transfers reflected in footnotes 1, 2 , 3 and 5.
( 5 )Includes an aggregate of 96,200 shares transferred from Trust 1 to The Chris Gomo Legacy Trust ("Trust 2") on December 8, 2021. Such transfer did not change the Reporting Person's pecuniary interest in the securities.
( 6 )Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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