Sec Form 3 Filing - SNYDER BARRY S @ Axalta Coating Systems Ltd. - 2021-03-03

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
SNYDER BARRY S
2. Issuer Name and Ticker or Trading Symbol
Axalta Coating Systems Ltd. [ AXTA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
SVP,Chief Ops & Sup Chain Offc
(Last) (First) (Middle)
TWO COMMERCE SQUARE, 2001 MARKET STREET SUITE 3600
3. Date of Earliest Transaction (MM/DD/YY)
03/03/2021
(Street)
PHILADELPHIA, PA19103
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Shares 47,736 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option $ 25.49 ( 1 ) 02/17/2025 Common Shares 17,560 D
Employee Stock Option $ 29.48 ( 2 ) 02/06/2027 Common Shares 27,667 D
Employee Stock Option $ 29.81 ( 3 ) 02/05/2028 Common Shares 26,305 D
Employee Stock Option $ 27.01 ( 4 ) 02/25/2029 Common Shares 31,828 D
Restricted Stock Units ( 6 ) ( 5 ) ( 5 ) Common Shares 2,759 D
Restricted Stock Units ( 6 ) ( 7 ) ( 7 ) Common Shares 2,289 D
Restricted Stock Units ( 6 ) ( 8 ) ( 8 ) Common Shares 8,522 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
SNYDER BARRY S
TWO COMMERCE SQUARE
2001 MARKET STREET SUITE 3600
PHILADELPHIA, PA19103
SVP,Chief Ops & Sup Chain Offc
Signatures
/s/ Alex Tablin-Wolf, attorney-in-fact 03/05/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )This option vested in three equal annual installments on February 17, 2016, February 17, 2017 and February 17, 2018.
( 2 )This option vested in three equal annual installments on February 6, 2018, February 6, 2019 and February 6, 2020.
( 3 )This option vested in three equal annual installments on February 5, 2019, February 5, 2020 and February 5, 2021.
( 4 )This option vests in three equal annual installments beginning on February 25, 2020.
( 5 )This restricted stock unit grant vests in three equal annual installments beginning on February 25, 2020.
( 6 )Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.
( 7 )This restricted stock unit grant vests in three equal annual installments beginning on July 29, 2020.
( 8 )This restricted stock unit grant vests in three equal annual installments beginning on February 19, 2021.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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