Sec Form 4 Filing - Meloun John P @ JOINT Corp - 2018-06-28

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Meloun John P
2. Issuer Name and Ticker or Trading Symbol
JOINT Corp [ JYNT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
Chief Financial Officer
(Last) (First) (Middle)
16767 N. PERIMETER DR., STE. 240
3. Date of Earliest Transaction (MM/DD/YY)
06/28/2018
(Street)
SCOTTSDALE, AZ85260
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/28/2018 M 5,000 A $ 4.1 18,922 D
Common Stock 06/28/2018 M 5,000 A $ 2.24 23,922 D
Common Stock 06/28/2018 M 8,750 A $ 2.51 32,672 D
Common Stock 06/28/2018 M 13,907 A $ 3.88 46,579 D
Common Stock 06/28/2018 S 29,909 D $ 8.02 16,670 D
Common Stock 06/28/2018 S 10,630 D $ 8 6,040 D
Common Stock 06/29/2018 S 4,040 D $ 8 2,000 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible secur ities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) $ 4.1 06/28/2018 M 5,000 ( 1 ) 03/14/2026 Common Stock 5,000 $ 0 0 D
Employee Stock Option (right to buy) $ 2.24 06/28/2018 M 5,000 ( 2 ) 08/09/2026 Common Stock 5,000 $ 0 0 D
Employee Stock Option (right to buy) $ 2.51 06/28/2018 M 8,750 ( 3 ) 11/08/2026 Common Stock 8,750 $ 0 0 D
Employee Stock Option (right to buy) $ 3.88 06/28/2018 M 13,907 ( 4 ) 05/09/2027 Common Stock 13,907 $ 0 0 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Meloun John P
16767 N. PERIMETER DR., STE. 240
SCOTTSDALE, AZ85260
Chief Financial Officer
Signatures
/s/Robin C. Friedman, Attorney-in-fact 07/02/2018
Signature of Reporting Person Date
Explanation of Responses:
( 1 )5,000 options of a total award of 10,000 options vested in two equal installments on March 14, 2017 and 2018.
( 2 )5,000 options of a total award of 20,000 options vested on August 9, 2017.
( 3 )8,750 options of a total award of 35,000 options vested on November 8, 2017.
( 4 )13,907 options of a total award of 13,907 options vested on March 31, 2018.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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