Sec Form 3 Filing - A&B (HK) Co Ltd @ HELIUS MEDICAL TECHNOLOGIES, INC. - 2015-12-29

Insider filing report for Changes in Beneficial Ownership
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FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
A&B (HK) Co Ltd
2. Issuer Name and Ticker or Trading Symbol
HELIUS MEDICAL TECHNOLOGIES, INC. [ HSDT]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
UNIT A, 11TH FLOOR, CHUNG PONT, COMMERCIAL BUILDING, 300 HENNESSY ROAD
3. Date of Earliest Transaction (MM/DD/YY)
12/29/2015
(Street)
WANCHAI, K3
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 7,638,889 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrant $ 1.44 11/10/2015 11/12/2018 Class A Common Stock 1,041,667 D
Warrant $ 1.35 01/07/2016 01/07/2019 Class A Common Stock 2,777,778 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
A&B (HK) Co Ltd
UNIT A, 11TH FLOOR, CHUNG PONT
COMMERCIAL BUILDING, 300 HENNESSY ROAD
WANCHAI, K3
X
A&B Brother Ltd
TRIDENT CHAMBERS, P.O. BOX 146
ROAD TOWN
TORTOLA, VIVG1110
X
Lam Kong
8/F BLDG A, TONGFANG INFORMATION HARBOR
NO. 11 LANGSHAN ROAD
NANSHAN DISTRICT, SHENZHEN, F4
X
Signatures
A&B (HK) COMPANY LIMITED, By: /s/ Lam Kong, Name: Dr. Lam Kong, Title: Director 03/04/2016
Signature of Reporting Person Date
A&B BROTHER LIMITED, By: /s/ Lam Kong, Name: Dr. Lam Kong, Title: Director 03/04/2016
Signature of Reporting Person Date
/s/ Lam Kong, Dr. Lam Kong 03/04/2016
Signature of Reporting Person Date
Explanation of Responses:

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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