Sec Form 4/A Filing - Clay Barbara @ Via Renewables, Inc. - 2021-05-18

FORM 4/A Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person Clay Barbara 2. Issuer Name and Ticker or Trading Symbol Via Renewables, Inc. [ VIA] 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) _____ Director _____ 10% Owner X __ Officer (give title below) _____ Other (specify below) Acting General Counsel and Sec (Last) (First) (Middle) C/O GOOD COUNSEL GROUP, LLC, 111 FARMS ROAD 3. Date of Earliest Transaction (MM/DD/YY) 05/18/2021 (Street) STAMFORD, CT06903 4. If Amendment, Date Original Filed (MM/DD/YY) 05/20/2021 6. Individual or Joint/Group Filing (Check Applicable Line) __ X __ Form filed by One Reporting Person _____ Form filed by More than One Reporting Person (City) (State) (Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1.Title of Security (Instr. 3) 2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4) Code V Amount (A) or (D) Price Class A Common Stock 05/18/2021 M 14,261( 1 ) A $ 0 14,261 D Class A Common Stock 05/18/2021 D 6,274( 1 )( 2 ) D $ 10.7 7,987 D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) 6. Date Exercisable and Expiration Date (MM/DD/YY) 7. Title and Amount of Underlying Securities (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4) Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares Restricted Stock Unit ( 3 ) 05/18/2021 M 14,261 ( 4 ) ( 4 ) Class A Common Stock 14,261 $ 0 14,261 D

Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Clay Barbara C/O GOOD COUNSEL GROUP, LLC 111 FARMS ROAD STAMFORD, CT06903 Acting General Counsel and Sec Signatures Barbara Clay, by Dominique Colvard, Attorney-in-Fact 11/10/2021 Signature of Reporting Person Date

Explanation of Responses:

( 1 )The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 14,261 restricted stock units (the "Restricted Stock Units") on May 18, 2021. Of the 14,261 Restricted Stock Units, 7,987 Restricted Stock Units were settled in shares of Class A Common Stock and 6,274 Restricted Stock Units were cash settled based on the closing price on the date of vesting. ( 2 )This amendment is being filed to update the shares reported in column 4, which were inadvertently misstated on the original Form 4. The correct number of shares that we settled in cash is 6,274 shares. ( 3 )Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Units. ( 4 )The Restricted Stock Units were scheduled to vest 50% on May 18, 2021 and 50% on May 18, 2022.

Remarks: See Footnote 2 for correction.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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