Sec Form 3 Filing - Moshkevich Solomon @ Natera, Inc. - 2024-01-24

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Moshkevich Solomon
2. Issuer Name and Ticker or Trading Symbol
Natera, Inc. [ NTRA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
President, ClinicalDiagnostics
(Last) (First) (Middle)
C/O NATERA, INC., 13011 MCCALLEN PASS BUILDING A SUITE 100
3. Date of Earliest Transaction (MM/DD/YY)
01/24/2024
(Street)
AUSTIN, TX78753
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 167,051 ( 1 ) ( 2 ) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $ 7.4491 ( 3 ) 03/25/2025 Common Stock 5,752 D
Stock Option (right to buy) $ 12.8501 ( 3 ) 06/17/2025 Common Stock 3,323 D
Stock Option (right to buy) $ 9.59 ( 3 ) 04/07/2026 Common Stock 27,501 D
Stock Option (right to buy) $ 10.41 ( 3 ) 06/08/2027 Common Stock 42,500 D
Stock Option (right to buy) $ 9.29 ( 3 ) 03/08/2028 Common Stock 20,000 D
Stock Option (right to buy) $ 15.57 ( 3 ) 03/07/2029 Common Stock 5,932 D
Stock Option (right to buy) $ 19.68 ( 3 ) 03/21/2029 Common Stock 34,000 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Moshkevich Solomon
C/O NATERA, INC.
13011 MCCALLEN PASS BUILDING A SUITE 100
AUSTIN, TX78753
President, ClinicalDiagnostics
Signatures
/s/ Tami Chen, Attorney-in-Fact 01/30/2024
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Includes (a) 82,816 shares of common stock held by the Reporting Person, (b) 1,375 shares subject to the Reporting Person's March 27, 2020 restricted stock unit ("RSU") grant that will vest in successive equal quarterly installments through March 27, 2024, (c) 2,004 shares subject to the Reporting Person's January 22, 2021 RSU grant that will vest in successive equal quarterly installments through January 21, 2025, (d) 4,566 shares subject to the Reporting Person's January 28, 2022 RSU grant that will vest in successive equal quarterly installments through January 20, 2026,
( 2 )(continued from footnote 1) (e) 9,619 shares subject to the Reporting Person's June 10, 2022 RSU grant that will vest in successive equal annual installments through May 25, 2026, (f) 37,248 shares subject to the Reporting Person's January 27, 2023 RSU grant that will vest in successive equal quarterly installments through January 27, 2027, and (g) 29,423 shares subject to the Reporting Person's August 25, 2023 RSU grant that will vest full on September 1, 2026. The vesting of all such RSU grants is subject to the Reporting Person's continuous Service (as defined in the Issuer's Equity Incentive Plan, (the "2015 EIP")) through each such date and subject to acceleration as provided in the 2015 EIP.
( 3 )The options are fully vested.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.