Sec Form 4/A Filing - Eagle Point Credit Management LLC @ Eagle Point Credit Co Inc. - 2014-10-08

Insider filing report for Changes in Beneficial Ownership
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FORM 4/A
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Eagle Point Credit Management LLC
2. Issuer Name and Ticker or Trading Symbol
Eagle Point Credit Co Inc. [ ECC]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
_____ Officer (give title below) X __ Other (specify below)
Investment Adviser
(Last) (First) (Middle)
20 HORSENECK LANE,
3. Date of Earliest Transaction (MM/DD/YY)
10/08/2014
(Street)
GREENWICH, CT06830
4. If Amendment, Date Original Filed (MM/DD/YY)
10/09/2014
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.001 per share 10/08/2014 P 100,000 A $ 20 100,000 I Footnote ( 1 ) ( 2 )
Common Stock, par value $0.001 per share 4,933,184 D ( 3 )
Common Stock, par value $0.001 per share 3,459,726 D ( 4 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Eagle Point Credit Management LLC
20 HORSENECK LANE
GREENWICH, CT06830
Investment Adviser
TRIDENT V, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH, CT06830
X
Trident V Parallel Fund, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH, CT06830
X
Trident Capital V, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH, CT06830
X
Trident Capital V-PF, L.P.
C/O STONE POINT CAPITAL LLC
20 HORSENECK LANE
GREENWICH, CT06830
X
Signatures
Trident V Parallel Fund, L.P., By: Trident Capital V-PF, L.P., its general partner, By: DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, member 03/02/2015
Signature of Reporting Person Date
Trident V L.P., By: Trident Capital V, L.P., its general partner, By: DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, member 03/02/2015
Signature of Reporting Person Date
Trident Capital V-PF, L.P., By: DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, member 03/02/2015
Signature of Reporting Person Date
Trident Capital V, L.P., By: DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, member 03/02/2015
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Trident V, L.P. indirectly holds an ownership interest in Eagle Point Credit Management LLC ("EPCM") and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V, L.P., as the general partner of Trident V, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V, L.P.'s proportionate interest in the portfolio securities of Trident V, L.P.This Form 4 is being amended to include Trident V, L.P. and Trident Capital V, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V, L.P. and Trident Capital V, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
( 2 )Trident V Parallel Fund, L.P. indirectly holds an ownership interest in EPCM and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V-PF, L.P., as the general partner of Trident V Parallel Fund, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V-PF, L.P.'s proportionate interest in the portfolio securities of Trident V Parallel Fund, L.P.This Form 4 is being amended to include Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
( 3 )Trident V, L.P. is the sole direct owner of 4,933,184 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V, L.P., Trident Capital V, L.P., as the general partner of Trident V, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V, L.P. Trident Capital V, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
( 4 )Trident V Parallel Fund, L.P. is the sole direct owner of 3,459,726 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P. as the general partner of Trident V Parallel Fund, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V Parallel Fund, L.P. Trident Capital V-PF, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.

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