Sec Form 4 Filing - Nix William Peter @ Via Transportation, Inc. - 2025-09-15

Insider filing report for Changes in Beneficial Ownership
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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
Nix William Peter
2. Issuer Name and Ticker or Trading Symbol
Via Transportation, Inc. [ VIA]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X __ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
C/O VIA TRANSPORTATION, INC., 114 5TH AVE, 17TH FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
09/15/2025
(Street)
NEW YORK, NY10011
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/15/2025 C 135,728 A 135,728 I By Downeast Capital Management, LLC ( 2 )
Common Stock 09/15/2025 C 625,124 A 625,124 I By Millstein Technology Partners, LLC ( 2 )
Common Stock 09/15/2025 J( 3 ) 5,434 D 0 D
Common Stock 09/15/2025 J( 3 ) 135,728 D 0 I By Downeast Capital Management, LLC ( 2 )
Common Stock 09/15/2025 J( 3 ) 625,124 D 0 I By Millstein Technology Partners, LLC ( 2 )
Class A Common Stock 09/15/2025 J( 3 ) 5,434 ( 4 ) A 5,434 D
Class A Common Stock 09/15/2025 J( 3 ) 135,728 A 135,728 I By Downeast Capital Management, LLC ( 2 )
Class A Common Stock 09/15/2025 J( 3 ) 625,124 A 625,124 I By Millstein Technology Partners, LLC ( 2 )
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Preferred Stock ( 1 ) 09/15/2025 C 135,728 ( 1 ) ( 1 ) Common Stock 135,728 $ 0 0 I By Downeast Capital Management, LLC ( 2 )
Series A Preferred Stock ( 1 ) 09/15/2025 C 625,124 ( 1 ) ( 1 ) Common Stock 625,124 $ 0 0 I By Millstein Technology Partners, LLC ( 2 )
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Nix William Peter
C/O VIA TRANSPORTATION, INC.
114 5TH AVE, 17TH FLOOR
NEW YORK, NY10011
X
Signatures
/s/ Erin H. Abrams, as attorney-in-fact 09/15/2025
Signature of Reporting Person Date
Explanation of Responses:
( 1 )Immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock (the "IPO Closing"), each share of Series A Preferred Stock was automatically converted into Common Stock on a 1:1 basis.
( 2 )The Reporting Person is a managing member of Downeast Capital Management, LLC and a partner at Millstein Technology Partners, LLC, and exercises voting or investment power over the securities held by each entity. The Reporting Person disclaims beneficial ownership of such securities for purposes of Section 16, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose.
( 3 )Immediately prior to the IPO Closing, each share of Common Stock was automatically reclassified into one share of Class A Common Stock pursuant to a reclassification exempt under Rule 16b-7.
( 4 )Includes 5,434 restricted stock units ("RSUs"), which vest over a period of 15 months following the grant date of September 11, 2025, with 80% of the award vesting on the one-year anniversary of the grant date and the remaining portion vesting on the 15-month anniversary of the grant date. Each RSU represents a contingent right to receive one share of Class A Common Stock.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
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