Sec Form 4 Filing - ARCH CAPITAL GROUP LTD. @ Watford Holdings Ltd. - 2019-08-01

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FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
ARCH CAPITAL GROUP LTD.
2. Issuer Name and Ticker or Trading Symbol
Watford Holdings Ltd. [ WTRE]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director X __ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
100 PITTS BAY ROAD, WATERLOO HOUSE, GROUND FLOOR
3. Date of Earliest Transaction (MM/DD/YY)
08/01/2019
(Street)
PEMBROKE, D0HM 08
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
_____ Form filed by One Reporting Person
__ X __ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
8.5% Cumulative Redeemable Preference Shares 08/01/2019 D 458,015 D $ 25.197 141,985 I ( 1 ) See Footnote 1
Common Shares, $0.01 par value per share 02/16/2021 S 460,800 D $ 34.66 2,039,200 I ( 2 ) See Footnote 2
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Warrants ( 3 ) ( 3 ) ( 3 ) Common Shares, $0.01 par value per share 975,503 0 ( 3 ) I See Footnote 3
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ARCH CAPITAL GROUP LTD.
100 PITTS BAY ROAD
WATERLOO HOUSE, GROUND FLOOR
PEMBROKE, D0HM 08
X
ARCH REINSURANCE LTD.
100 PITTS BAY ROAD
WATERLOO HOUSE, 1ST FLOOR
PEMBROKE, D0HM 08
X
Signatures
/s/ Louis T. Petrillo, Attorney in fact 02/17/2021
Signature of Reporting Person Date
/s/ Louis T. Petrillo, Attorney in fact 02/17/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )The reported securities are owned by Arch Capital Group Ltd.'s wholly owned subsidiary, Gulf Reinsurance Limited, a Dubai International Financial Centre company.
( 2 )The reported securities are owned directly by Arch Reinsurance Ltd., a Bermuda company and a wholly owned subsidiary of Arch Capital Group Ltd., a Bermuda company.
( 3 )The warrants, which were owned directly by Arch Reinsurance Ltd., expired on March 31, 2020 with no value received.

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