Sec Form 3 Filing - Raciti Frank B. @ Endo International plc - 2021-08-09

Insider filing report for Changes in Beneficial Ownership
"Insiders might sell their shares for any number of reasons, but they buy them for only one: they think the price will rise"
- Peter Lynch
What is insider trading>>
FORM 3
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Expires: November 30, 2011
Estimated average burden hours per response... 0.5
1. Name and Address of Reporting Person
Raciti Frank B.
2. Issuer Name and Ticker or Trading Symbol
Endo International plc [ ENDP]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
X __ Officer (give title below) _____ Other (specify below)
VP, Controller and CAO
(Last) (First) (Middle)
C/O ENDO INTERNATIONAL PLC, FIRST FL, MINERVA HOUSE, SIMMONSCOURT RD
3. Date of Earliest Transaction (MM/DD/YY)
08/09/2021
(Street)
BALLSBRIDGE, DUBLIN, L2
4. If Amendment, Date Original Filed (MM/DD/YY)
6. Individual or Joint/Group Filing (Check Applicable Line)
__ X __ Form filed by One Reporting Person
_____ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (MM/DD/YY) 2A. Deemed Execution Date, if any (MM/DD/YY) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares 6,152 D
2015 Stock Incentive Plan Restricted Stock Units (RSU) ( 1 ) 2,859 D
2015 Stock Incentive Plan Restricted Stock Units (RSU) ( 2 ) 3,505 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (MM/DD/YY) 3A. Deemed Execution Date, if any (MM/DD/YY) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YY)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2015 Stock Incentive Plan Options (NQ) ( 3 ) $ 13.19 ( 3 ) 02/21/2027 2015 Stock Incentive Plan Options (NQ) 930 D
Reporting Owners
Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Raciti Frank B.
C/O ENDO INTERNATIONAL PLC
FIRST FL, MINERVA HOUSE, SIMMONSCOURT RD
BALLSBRIDGE, DUBLIN, L2
VP, Controller and CAO
Signatures
/s/ Matthew J. Maletta, by power of attorney 08/09/2021
Signature of Reporting Person Date
Explanation of Responses:
( 1 )On March 29, 2019, 8,577 RSUs were granted to Mr. Raciti with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of August 9, 2021, 5,718 of these RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
( 2 )On March 5, 2021, 3,505 RSUs were granted to Mr. Raciti with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of August 9, 2021, none of these RSUs have vested or been released. The amount reported in Table I represents the unvested portion as of that date.
( 3 )On February 21, 2017, 930 non-qualified stock options were granted to Mr. Raciti, with one-fourth vesting on each of the first four grant date anniversaries. As of August 9, 2021, 930 of these non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.

Remarks:
These securities represent the amounts owned by Mr. Raciti as of August 9, 2021, the date of effectiveness of his appointment as Vice President, Controller and Chief Accounting Officer of Endo International plc.

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.